Tag: Enforcement

sec ESG Disclosure COVID-19 accounting CLIMATE CHANGE Coronavirus cryptocurrency Enforcement pandemic PCAOB China cybersecurity Gary Gensler IPO executive compensation FASB COMPLIANCE AMAZON SPAC Diversity Corporate Governance Shareholder Proposals RISK FACTORS bitcoin Regulation BLACKROCK Sustainability JAY CLAYTON Board of Directors INVESTOR RELATIONS Human Capital ELON MUSK DOJ Audit Environmental Insider trading Russia Labor apple securities Crypto Supply chain SPACs Allison Herren Lee Glass Lewis Starbucks 10-K Antitrust shareholders CFTC Greenwashing Uber PROXY SEASON employment Supreme Court Gensler FTC google PROXY disclosures Regulation S-K activist investors GameStop Financial Reporting Data Breach TESLA delisting AI microsoft whistleblower board diversity 10b5-1 inflation 8-K McDonald’s Buybacks Governance Litigation Metrics Hester Peirce Department of Justice RULE 14A-8 emissions Coinbase DEI ETF auditing Restatements Citigroup Sarbanes Oxley Nasdaq Wells Fargo Twitter non-GAAP competition corporate boards JPMorgan Chase SAY ON PAY Legislation Mergers ransomware facebook Public Companies corporate crime Risk dodd-frank GOLDMAN SACHS Lease Accounting sanctions Stock Larry Fink M&A Ukraine DIVISION OF CORPORATION FINANCE Trade CEO pay Shell Social TRUMP 10-Q FTX California Internal Controls Fraud Financial Services CARES Act Report Unicorn CEOs Compensation gamification pay vs. performance Holding Foreign Companies Accountable Act acquisitions PRIVATE EQUITY broker-dealer Directors bank Netflix Biden President-elect Biden ISS cyberattack Robinhood banking COMMENT LETTERS CorpFin Artificial intelligence Materiality Disney institutional investors blockchain vaccine Exxon Mobil NYSE shareholder proposal Election clawbacks Shareholder Auditors greenhouse gas Dodd-Frank Act Paycheck Protection Program Spotify Big Four shareholder votes financial institutions Banks 2021 Ethereum ESG reporting EU Royal Dutch Shell Jamie Dimon Virtual Shareholder Meetings GENERAL ELECTRIC Biden administration Earnings Calls financial performance GOP Johnson & Johnson Institutional Shareholder Services Lyft beneficial ownership Procter & Gamble Bill Ackman CEO NFTs WeWork direct listing Bankruptcy Securities and Exchange Commission return to work OCIE Alphabet carbon emissions Performance Metrics Quarterly Earnings Guidance vaccine mandate Environment guidance equity EXXON Risk Factor Proxy Advisory Firms GAAP Annual Shareholder Meeting data privacy Affirmative Action Meta Climate reporting rulemaking audit inspections MicroStrategy Risk Management Pfizer Shadow Regulators Slack uncertainty Monopoly commodities Paul Munter Ron DeSantis proxy votes trends Oversight ESG disclosure Mondelez Cannabis Employees climate change disclosure Lease Modifications ASC 842 Technology fair value Manufacturing Accountants stock exchange Rule 10b5-1 Lawsuit Zoom Activision blank-check oil and gas digital tokens Ether back-to-work Employers CAMs workforce 10b5-1 plans revisions corporate speech Kraft Heinz order flow geopolitics intangible assets Lordstown Motors Trade War public relations Corporate Disclosure Shake Shack Bank Secrecy Act rules Under Armour money laundering critical audit matters Costco Material Adverse Effect material information environmental reporting deterrence SEC CHAIR representation Corporate Debt Blank Check Companies energy Inflation Reduction Act 2020 Clawback Buzzfeed LIBOR Investigation SolarWinds Merger public company ESG disclosures FDA Binance Tax Human Capital Management Airbnb Activist Investor Schedule 13D Treasury Department Public Filings Item 103 MD&A SEC filings Carl Icahn de-SPAC EEOC JP Morgan boycott Special Purpose Acquisition Companies FinCEN HFCAA Corp Fin Political Spending warrants Chevron Retail shareholder activism Papa John’s climate disclosures Real Estate BP President Biden Class Action Executive Order Stakeholders Chapter 11 Chamber of Commerce Home Depot infrastructure Remote Work Environmental Regulation Nikola Acquisition environmental disclosures liability Standards Goodwill Iron Mountain human capital disclosure Engine No. 1 REVENUE RECOGNITION Multi-Class Stock total shareholder return recession Nike white-collar crime Smaller Reporting Companies Form 10-K Janet Yellen Bank of America CEO compensation marijuana Palantir No Action Letter Great Resignation Reg FD John Coates Caroline Crenshaw PPP data Investment Peloton Earnings Per Share digital assets COMMENT LETTER AT&T mandate Poison Pill Taiwan climate inside information AUDIT COMMITTEE nonpublic information meme stocks Auditor Independence direct listings Reform Federal Reserve Emerging Growth Companies Audit Committees AFL-CIO racial diversity Texas ASC 840 Forescout Technologies GoHealth Postage Blockchain of Things Revenue Regulation S-K Item 402(u) Pinterest guidelines lawyer Women Imports friend-shoring executive bonus carbon credits leadership change S1 stock trading platforms board members Insider giving Spruce Point Capital Management buy now pay later Auditing Standard 3101 Bank of New York Mellon Loans employee Virtual Annual Meeting most popular BMW DoorDash Social Media international Fiduciary duty officers Just Capital fossil fuel public health options contracts net-zero emissions disgorgement AMC TherapeuticsMD corporate treasury pump and dump female Intelligize survey Wall Street Journal General Data Protection Regulation GENERAL MOTORS Inc. Ruth’s Chris Loan Facility Net Operating Losses Payroll tax deferral Reporting presidential large accelerated filers ISSB Terrorism CTA custody Philip Morris International Health supply-chain financing Exchange NASDQ racial equity audit SLLs Republicans reversing Deutsche Bank foreign listings Kraft Foods Group Inc. no-fee stock trading Corporate Sustainability Reporting Directive IBM Fraternization Policy NYSE Arca Inc. Lemonade Postal Service Fintech Andeavor prescriptive tech copyright C-Suite unanimous Uyghur Forced Labor Prevention Act reforestation highlights Merck sick leave $2 trillion S&P 500 trading overhaul wastewater Embedded finance Spencer Stuart Clayton Amortization Hewlett Packard Enterprises protection shareholder vote tariff HP Company Insights Market Manipulation Capital Markets Innovation Securities Exchange Act of 1934 wellness Shopify woke capitalism sustainable investing company culture virtual annual shareholder meetings American Brivision Corp. Topps tweets ESG Disclosure and Simplification Act WisdomTree LBGTQ+ Bassett Furniture strikes Goldenseed European Securities and Markets Authority Golden Parachute Questions SBA Main Street Lending Program NOL relief State Street Stock Market material weakness Asia SCOTUS NSBA surveillance Todd Kim Clorox Corp. cryptomining compliance enforcement Sam Bankman-Fried Republican senators XPO Logistics voting laws revisiting hybrid going public in U.S. CSRD Toshiba Steven Seagal Right of Use Duke Realty Transaction Pandion Therapeutics USPS Gladius management authorization principles Financial statements AML S&P Imperial Oil BlockFi franchises Chipotle Delaware Chancery trade policy anti-money laundering CFIUS tensions succession plans Berkshire Hathaway 21% statistics Q1 2021 purge stock gifts $28 billion Frances Haugen FASB ASC Topic 606 Russell Golden HPE Revise temperature check phaseout Stock Offering Key Performance Indicators competitors disclose communications Casino AI survey Gaming insurrection stock splits carbon offsets audit inspection fair-value accounting CIVIL PENALTIES National Defense Authorization Act extreme market volatility Zhihu Inc. Bridgestone Delta Airlines racial minority BioNTech McCormick & Company unions Regulation A+ OMB Altria TJX Companies Small and Midsize Businesses Tax Relief Human Resources Sen. Chuck Schumer transparent vote SOX IFRS Federal government Skechers inclusion Nvidia abortion corporate profits cooperation Clayton Act criminal fraud National Association of Manufacturers Investment Banks Adam Neumann Forward-Looking Statements voting restrictions JPMorgan JD.com Sequential Brands stock trading Harley-Davidson Lam Research Wilshire Phoenix Estee Lauder Dividends ASC 606 Business Roundtable ICO Marathon rules-based Qualcomm equities Shadow trading private placement impairment Conagra capital gains lawyers Foreign Investment CFOs Boxed 28% study shareholder meetings scandal Barclays DeFi Pershing Square Tontine Holdings Ltd. Sophie Zhang FASB ASC Topic 842 Xcel Brands Inc. thermal temperature Credit Agreement Bausch Health Workforce Development Known Trends LexisNexis FireEye corporate misconduct automotive AI compliance survey Federal Reserve Board January 6 Erica Williams Valuation shelf registrations Evercore green loans intangible asset integrated reporting H.R. 1187 enabling shareholder graft Delta variant disabilities emergency temporary standard broker-dealers Beyond Meat Baxter International Inc. Ulta Beauty Paid Leave Sen. Ron Wyden Workforce diversity Item 101 2024 budget shutdown AI washing law firm NFL Howey test annual meetings Dobbs v. Jackson deferred prosecution collusion FCPA opposing insurrection IPOs environmental disclosure Juul indexing Citadel 2050 mandatory vaccination variable interest entities 10b5-1 trading plans exemptions Green New Deal Lucid Group Smith & Wesson Prologis CPG Newco Ceres HARVARD LAW Unikrn California law Class Actions Division of Examinations portfolio Noncompete deficiencies Reg D Norges Bank Investment globalization consumers investment funds reverse breakup fee corporate share repurchases ownership National Security U.S. American Jobs Plan Alex Oh voting against management William Duhnke drought DeFi Money Market Robert Jackson Square activism Names Rule scrutiny worker Debt Covenant Amendments Management Discussion and Analysis news Nature Risk UAW Consulting financial risk Larry Culp five-year plan corporate sustainability Gurbir Grewal Bitcoin ETF Division of Enforcement ADA revolving credit facility IPO Access House of Representatives $15.4 billion Disability OSHA Elder Investment Advice BT Group PLC Debt Cooley Pershing Square Working Parents UPS Black employees Item 105 UFLPA European Union Forum shopping Self-reporting privilege black market investment contract 13D reproductive rights malfeasance interlocking directors foreign tax political issues Roblox tender offer Congressional testimony activist hedge fund Synchrony Financial VIEs and Urban Affairs testing admissions NLRB Intelligize Levi Strauss Crossfirst Bankshares DOW Short-Termism Stakeholder Engagement auto-generated coverage requirement Silicon Valley Bank risk alert Fifth Circuit Medical consolidation pay for performance nationalization Earnings excise tax supply chains Brian Brooks SOX 304 Charlie Munger corporate tax rate appointments Allison Lee Colonial Pipeline infrastructure bill Trevor Milton traditional banking fossil fuels Regulation G Outbreak Extension Short Term virtual shareholder meeting Going Concern DISCLOSURE EFFECTIVENESS U.S. government Sportswashing NFT Walmart interlocking directorates MultiPlan diversity equity and inclusion Proxy Advisors Public Accounting Oversight Board green hushing ethics ESG shareholder proposals enforcement priorities 2021 sustainability-linked loans IPO shares materiality standard 3G Capital Partners mandatory vaccine LGBTQ+ boards of directors FINRA Offering JETBLUE AIRWAYS Forbes Los Angeles Lakers Ban NACD diverse employees Reg S-K test-the-waters Form 10-Q chatGPT Jurisdiction Conservative racism Roe v. Wade joint venture Section 8 income tax China Mobile underwriters UBS Africa Congress vaccinations corporate accountability organized labor Quarterly Mondelez International Hostile Takeover EGC PARIS AGREEMENT Alex Karp Checklist 2021 proxy season mining Share repurchase Fastenal economic downturn specific performance clause chief metaverse officer board diversity rules Fair Access to Financial Services WageWorks DraftKings infrastructure plan Director of Division of Enforcement Modernization First American Financial Corporation scarcity reporting requirements American Express SBTi Regulation S-X Rule 2-01 Management’s Discussion and Analysis Accelerated Filers Suspended Substantial Doubt S&P Global Principles-Based Bloomberg Capture Settlement Saudi Arabia pharmaceutical Defaults political donations Lumber Liquidators internal control consultants chief financial officers scope 3 QC 1000 predictions Stephanie Avakian employer ESG rating service COCA-COLA short squeeze public comments racial minorities universal ballot IMAX Diana Shipping Inc. MGM Ford Potbelly Tontine executive pay climate risk AICPA interest rates proxy statement Off-channel communications securities law IRS Rooney Rule data security natural gas Enron Deloitte economic relevance reconciling China Telecom Bezos annual meeting Boehner Gary Genseler court backdating FOIA executives Affirm Merrill Lynch union CFO Norwegian Cruise Lines Net Operating Loss Heritage NOLA Bancorp Sen. Mark Warner (D-VA) Lock-Up Agreements Earnings Guidance download principles-based disclosure Indonesia water conservation Subway labor market climate disclosure elections internet buyback tax environmental metrics Office of the Comptroller of the Currency Allison Herron Lee special purpose acquisition company taxes Heather Slavkin Corzo prescriptive rule water tax revenue caterpillar CSR Lisa Monaco Accredited Investors SEC Guidance ICFR Warren Buffet Wells Notice Asana EEO-1 form D&O Insurance Press Release Walgreen’s Reddit Toyota information asymmetries EPS cyber insurance quality control Steven Peikin Zoom-free Fridays grading corporate activism conflicts of interest U.S. Oil & Gas Association Culture wars spring-loaded compensation Regulation Best Interest Las Vegas Sands Infected Salary Cut MGM Resorts Steven Mnuchin Volatility TikTok Ocado UK accounting disclosure cyberbreach CCO dealmaking resource extraction Republican settlements seizures dilute multinational companies conflict minerals financial regulation As You Sow Lobbying tax credits China Unicom CEO departing fast food Brett Redfearn payment for order flow charity Oatly Housing Afterpay wrongdoing Norges Bank First Amendment Diageo Stock-drop litigation Shareholder Rights Plan Billy Beane Earnings Management Earnings Call Transcripts Cheesecake Factory Bed Bath & Beyond private funds noncompete agreements CREW prices major questions doctrine shareholder democracy metaverse liquidations ESG metrics Investigations fair disclosure Paul Weiss 420 JBS Momentus taxation Capital formation Biometric Information Privacy Act Mnuchin Corporate Bonds Racial Inequality Back to School New York Stock Exchange gender diversity Golden-Leash Agreements venture capital Australia SAFER Annual reports derivative criminal conduct EPAM Systems securities fraud public equity forecasting data breaches 25th Amendment Delta White House Goodwill impairment benefits Greg Abbott conglomerates #MeToo Subsequent Events Delay Abercrombie & Fitch Micron Venable Accolade WeChat Vanguard nonrecurring costs median employee framework rule CISO oil Scope 3 emissions CDP Reg SCI Sarbanes-Oxley Act Ordinary Business 2022 biggest stories Chinese telecoms Frazier no-action letters Intelligize Report donations Robbins Geller planned stock sales futures stock buybacks Investor Advisory Committee KPI Blonder Tongues Laboratories Xynomic RedBall Earnings Season investor presentations enforcement action Bank Failure GAO democracy Big Oil employee health quarterly results West Virginia v. EPA universal proxy cards virtual reality Form N-PX Policy Director manipulation recover Stable Road woke-washing HFCCA John Deere Investor Advocate Clearview AI Bailout Exchange-Traded Funds Shadow Regulator Child Care CVS NYC comptroller Indemnification Financial Reporting Council OECD Israel Healthcare accounting analytics Vale global instability incentive-based compensation Senate Finance Committee JP Morgan Chase Salesforce Florida regulatory agenda ALIBABA Illinois tuition gun ban corporate breakups American Outdoor Brands Tapestry Dell Technologies Guess Proctor & Gamble Advent International Female Director Mail Airfox one-time expenses pay ratio dual-class Form 8-K gas accounting firms exports forced labor WorldCom social issues backlash Executive Order 13959 Iger retailers revolving door numbers stock trading apps net zero Short-Seller Senate Committee on Banking BNPL Conference Board Proxy Adviser Debt Agreements Campbells Hong Kong Stock Exchange fastest rising Peter Thiel EPS Initiative machine learning Sequential Brands. goodwill impairment FDIC Politics regulatory Edelman ESG+H Citizens United mutual funds lease accounting rule changes SEC enforcement action Mudrick Capital Principles for Responsible Investment moving market response Coinschedule Elad Roisman ESG survey VIE Kellogg’s Rick Fleming Equity Stakes PR Deferred Tax Assets Childcare HCA Healthcare public Robyn Denholm Hamas Alabama Privacy environmental enforcement Arrowhead Pharmaceuticals share repurchases intellectual property capital revenue guidance reissuances Axe scoring Georgia recommendations Didi Global J.J. Heinz Co. commission-free stock trading GE Best Buy Bitcoiin2Gen Foot Locker