December 23, 2021
SEC Proposes Stricter Rules on 10b5-1 Plans and Stock Buybacks
Back in August, we told you about the unvarnished disdain Securities and Exchange Commission Chair G...
Tag: 10b5-1
August 24, 2021
SEC Digs in on Insider Trading Enforcement
Low-level employees at a high-flying tech company team up with their buddies to make millions off il...
June 15, 2021
PCAOB Overhaul Latest Sign of Gensler’s Ambitious Agenda
Gary Gensler developed a reputation for ruthless efficiency while heading the Commodity Futures Trad...