Insider Trading Bans Offer Hope to Enforcers
The SEC doesn’t need any help in identifying suspected insiders. Already this year, it has pressed charges in three high-profile insider trading act...
Consumer Advocates Not Satisfied by Regulation BI
How do you know your stockbroker has your best interests in mind when making investment recommendations? Last week, the U.S. Securities and Exchange...
GDPR Eyes Bigger Fines, Broader Reach in Year Two
Time flies when you’re regulating Big Tech. Can you believe it has already been a year since the EU’s game-changing privacy law, the GDPR (aka ...
Game of Tokens: Is the SEC Fueling Crypto Chaos?
On Sunday’s finale of Game of Thrones, fan favorite Ser Bronn of the Blackwater finally got what was owed to him: a title, a castle, and enough loot...
Are You Ready for Clayton’s Take on Disclosure Effectiveness?
President Trump’s administration hasn’t taken up many of the causes championed by the previous occupant of the White House. In fact, the current c...
SEC Backs Exxon on Climate Change Proposal
As socially conscious investors continue to exert growing power over public companies, the fossil fuel industry offers a natural target for green gove...