SEC Moves Forward with Expansion of “Accredited Investors”
There’s a famous anecdote about a conversation between F. Scott Fitzgerald and Ernest Hemingway regarding the super rich. The author of The Great Ga...
SEC Proposal Would Curb Shareholder Resolutions
By definition, owning a share of stock gives the holder partial ownership of a company. Even though institutions like mutual funds and pensions contro...
SEC Completes Annual Enforcement Push
For many working professionals, the phrase “end of the fiscal year” can really twist the stomach. It’s just another date on the calendar, but wh...
Eye-Opening Pay Ratios Not Affecting Executive Compensation . . . Yet
The subject of executive compensation tends to linger around America’s boardrooms like a dormant virus. It can go quiet for months at a time. But at...
CCPA is Here to Stay
If you’ve been skimming through recent filings with the SEC, you might have noticed a handful of mentions of the CCPA. These aren’t references to ...
Issuers Await Big CFIUS Changes
More than a year ago, Congress dramatically changed the process by which the federal government scrutinizes corporate transactions for national securi...