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Tag: 10-K

Intelligize Report: Companies Avoid Revealing Human Capital Metrics

When the Securities and Exchange Commission formulated its new rule on human capital disclosure, it put into place the regulatory equivalent of the honor system. Instead of requiring public companies to reveal hard numbers about their workf...

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First Wave of Companies File Under Revised Reg S-K

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One of the big stories in corporate governance in 2020 has been the changes to Regulation S-K. In an effort to reduce the compliance burden and make it easier for investors to wade through corporate filings, the SEC pared down some disclosu...

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Public Companies Fret Over Fate of Postal Service

Americans are paying attention to their mail in a whole new way. With the United States Postal Service struggling financially and providing delayed service, citizens suddenly have a host of fears. Some are worried about their retirement che...

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Issuers Get Proactive in Disclosing Wells Notices

When an issuer gets a “Wells Notice,” it must ask itself two questions. The first is “what’s my lawyer’s phone number?” After all, getting a Wells Notice—a note from the SEC warning the recipient that it may bring charges for securities vio...

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COVID-19 Drives 600% Increase in Disease-Related Risk Factors

COVID-19 Drives 600% Increase in Disease-Related Risk Factors

COVID-19 Drives 600% Increase in Disease-Related Risk Factors

Want a reminder of how much the world has changed in 2020? Well, we’re giving you one anyway. At this point last year, fewer than 200 public companies cited “health epidemics and diseases” on their annual 10-K as a risk factor facing their...

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