May 10, 2022 The Biggest Stories of Gary Gensler’s Year One at the SEC Gary Gensler celebrated his first full year on the job as head of the Securities and Exchange Commis...
April 5, 2022 SEC Points to SPAC Crackdown with Proposed Rules You could call it a SPAC attack. The Securities and Exchange Commission has proposed a series of ...
January 4, 2022 Five Cs for Companies to Watch in 2022 Meme stocks, the “gamification” of securities trading, and, of course, the COVID-19 pandemic con...
October 28, 2021 LameStop: SEC Issues Bland Analysis of Meme Stock Fiasco Economic historians will look back decades from now and marvel at the events of January 2021. As a g...
October 26, 2021 A False Flag for Crypto ETFs The first bitcoin futures exchange-traded fund in the United States got off to a muddled start last ...
August 24, 2021 SEC Digs in on Insider Trading Enforcement Low-level employees at a high-flying tech company team up with their buddies to make millions off il...