January 21, 2021
SEC Roundup: There’s a New Sheriff in Town
A new resident in the White House means major changes are afoot at the Securities and Exchange Commi...
Tag: Nasdaq
December 8, 2020
Nasdaq Becomes Latest to Demand Board Diversity
The Nasdaq stock exchange just became the latest institution to put some teeth into its call for mor...
June 16, 2020
U.S. Regulators Put Squeeze on Chinese Issuers
Unless your head has been buried in the sand for the past few months (and who could blame you?), you...
February 12, 2019
Public Companies Appear Fed Up With Proxy Advisors
The Nasdaq enlisted the help of more than 300 companies in pressing the Securities and Exchange Comm...
November 13, 2018
HED: SEC to Stock Exchanges: Your Fees Are Our Business
If a recent ruling by the SEC is any indication, the major U.S. stock exchanges might want to prepar...
July 31, 2018
The Ten Most Revealing Statements in Facebook’s Disastrous Earnings Call
It survived the Cambridge Analytica mess. It absorbed the rollout of GDPR. It even weathered the ann...