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Tag: Regulation

Upended surfer

Supreme Court Decision Raises Big Questions About SEC’s Authority

Upended surfer

Have you heard about the big Supreme Court decision that came down a couple weeks ago? No, not the one about Presidential immunity. We’re talking about the one with the power to upend the regulatory system and the balance of power between t...

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Man on climbing wall

Will Take-Private Deals Continue to Climb in 2024?

Man on climbing wall

Lately, a significant number of publicly held companies have seen greener grass on the private equity side of the fence. Considering the rising number of regulatory complications and increasing costs associated with being a public company,...

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zipper

Trump’s Loose Lips Risk Running Afoul of SEC

zipper

Restraint has never been Donald Trump’s strong suit. The former President seemingly lashes out at any perceived slight within earshot, leading to countless public feuds with everyone from Pope Francis to C-list celebrities to the mainstream...

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Gossiping children

SEC Toughens Transparency Rules for SPACs

Gossiping children

We don’t hear much anymore in the compliance world about special purpose acquisition companies, more commonly known as SPACs. It tends to be bad when we do, such as last week’s news that the Securities and Exchange Commission slapped Northe...

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Child loses board game

Court Decisions Further Complicates Crypto Regulation

Child loses board game

The Securities and Exchange Commission has suffered yet another loss on a cryptocurrency issue in court, adding more upheaval to the messy process of building a new regulatory regime from scratch. The latest legal setback came in the form o...

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