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Tag: Regulation

fall leaves and a cup of pumpkin spice latte

The SEC’s Five Deregulatory Moves in September

fall leaves and a cup of pumpkin spice latte

When the morning air gets brisk and the calendar turns to September, we can rely on certain rites of fall: pumpkin spice anything, football season, and a flurry of enforcement activity at the SEC. But this year, something’s different. Inste...

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The SEC Rethinks What—and How Often—Public Companies Must Disclose

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The SEC is floating some of the biggest changes to its regulatory framework in two decades, all aimed at the same goal: making it cheaper and less burdensome to be a public company. The most eye-catching piece asks a question that would hav...

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Agencies Say “Ask Again Later” on Authority Over Prediction Markets

magic 8 ball

Here’s a question that might be fun to bet on over at Kalshi or Polymarket: which regulator will oversee prediction markets this time next year—the CFTC or the states? Or maybe: will the SEC approve a prediction market-based ETF in 2026? Cu...

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Crypto ETFs Go Mainstream

armchair next to fireplace

What does the “E” in “ETF” actually stand for? Financial professionals and armchair investors likely know the answer. However, on a recent episode of the popular quiz show Jeopardy!, none of the contestants could give the proper response. P...

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SEC Committee Push for AI Disclosures Sparks Regulatory Deja Vu

Federal regulators are once again confronting a familiar question: who should regulate transformative technology when it affects the capital markets? We most recently saw it unfold with crypto. Now it’s AI’s turn. Last week, the SEC’s Inves...

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