New Rules for Proxy Advisors Divide Issuers, Investors
Is polarization coming to the financial markets? You might think so after hearing the divided reaction to the SEC’s new rules for proxy advisory fir...
Issuers Go DIY on Environmental Regulation
In a movie from a more innocent age, Tom Cruise, playing sports agent Jerry Maguire, pleads with a self-absorbed client: “Help me help you.”
In...
Disclosure Describes Strings Attached to PPP Funds
The Paycheck Protection Program provided a welcome lifeline to businesses in the midst of the pandemic. But for companies that have cashed their PPP c...
SEC Takes Down Steven Seagal, ETF Applicants in Crypto Confrontations
The Securities and Exchange Commission was out for justice recently when it came calling on action movie star Steven Seagal. The “Half Past Dead” ...
Four Takeaways from the Government’s 2021 Budgets
The White House and the SEC released proposed budgets for the year 2021 last week, and they tell a compelling story of internal conflict. Don’t get ...
SEC Tackles Cybersecurity for Financial Services Sector
You’ve probably heard the news: cybersecurity is a big deal these days. And when it comes to protecting sensitive consumer information from cyberatt...