SEC Takes Down Steven Seagal, ETF Applicants in Crypto Confrontations
The Securities and Exchange Commission was out for justice recently when it came calling on action movie star Steven Seagal. The “Half Past Dead” ...
Four Takeaways from the Government’s 2021 Budgets
The White House and the SEC released proposed budgets for the year 2021 last week, and they tell a compelling story of internal conflict. Don’t get ...
SEC Tackles Cybersecurity for Financial Services Sector
You’ve probably heard the news: cybersecurity is a big deal these days. And when it comes to protecting sensitive consumer information from cyberatt...
SEC Serves Up Guidance on Alternative Performance Metrics
When the online consignment shop The RealReal went public last summer, its shares flew off the shelves. On the first day of trading, the stock price p...
SEC Proxy Guidance in Limbo
Score one for free speech?
If you’ve been following the back-and-forth, you’ll recall that influential shareholder adviser Institutional Shareh...
Reg BI Headlines Four Securities Enforcement Priorities for 2020
It’s January, and around Washington, D.C., that means it’s time for government agencies to declare their priorities for the coming year. They’re...