KPMG Dinged $50M For Audit Inspection Scheme
The SEC called them unacceptable and astonishing. Now, KPMG gets to call them old news. We’re talking, of course, about the SEC’s allegations that...
Insider Trading Bans Offer Hope to Enforcers
The SEC doesn’t need any help in identifying suspected insiders. Already this year, it has pressed charges in three high-profile insider trading act...
Longfin Charges Highlight Worries Over Reg A+
The history of Longfin Corp. took another sordid turn this month, as U.S. prosecutors charged the defunct cryptocurrency company’s ex-chief executiv...
Climate Change Issues Prompting New Disclosures in Public Filings
Major investors and corporate America may be at odds over a range of governance issues today, but they do seem united on one important topic: climate ...
Consumer Advocates Not Satisfied by Regulation BI
How do you know your stockbroker has your best interests in mind when making investment recommendations? Last week, the U.S. Securities and Exchange...
Amazon Comes Under Fire at Eventful Shareholders Meeting
With controversies mounting around Amazon, last week’s annual shareholder meeting in Seattle was all but guaranteed to turn into a circus. It didn't...