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Tag: rulemaking

capitol reflection

Five Takeaways from the SEC’s (Newly Annual) Regulatory Agenda, and What it Says About the Commission’s Priorities

capitol reflection

For decades, federal agencies have, with few exceptions, published the Unified Agenda twice each year: a list of every rule they plan to propose or finalize in the months ahead. It rarely makes headlines, but for anyone building out a discl...

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simmering carrots on stovetop

Cyber Disclosure Rules Yet to Cause Market Declines Once Feared

simmering carrots on stovetop

Despite long-simmering dread that the Securities and Exchange Commission’s cybersecurity disclosure rules would cause share prices to plunge, research indicates companies realized only minimal losses after reporting cyber-related incidents....

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Three gourds

Three Noteworthy Trends from SEC’s Latest Enforcement Push

Three gourds

September is the month when temperatures start dropping, leaves start turning, and the Securities and Exchange Commission starts enforcing. To be fair, the SEC enforces securities law all year round, but the agency has made the September fl...

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Puddle reflection of U.S. Capitol

Three Reasons Why the SEC May Temper Its Rulemaking Before the Election

Puddle reflection of U.S. Capitol

In an election year, federal agencies often spend the final months of a President’s term rushing to push through pet projects and key objectives. The Securities and Exchange Commission is no exception. If you look back to 2020, for instance...

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Boy pouting

A Rulemaking Process for the Rest of Us

Boy pouting

Festivus came early this year for Mark Uyeda. In public appearances earlier this month, the Republican-appointed commissioner of the Securities and Exchange Commission aired his grievances with the agency’s rulemaking process. (Observers of...

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