Issuers Pushed to Reveal Workforce Diversity Numbers
In recent weeks, three different entities with the power to get the c-suite’s attention—Bloomberg News, State Street, and the New York City comptr...
SEC Rule on Human Capital Disclosure Leaves Specifics to Issuers
In a year dominated by conversation of furloughs, payroll protection and corporate diversity, it’s no shock that investors are hungry for informatio...
Issuers Get Proactive in Disclosing Wells Notices
When an issuer gets a “Wells Notice,” it must ask itself two questions. The first is “what’s my lawyer’s phone number?” After all, getting...
Six New Lessons from Latest Round of COVID-19 Comment Letters
While the COVID-19 outbreak has left many of us hanging around the house for months, that hasn’t stopped the Securities and Exchange Commission from...
The State of COVID-19 Disclosure, Part III: CARES Act Relief
You did it. You’ve reached the third and final installment of our series on the “state of COVID-19 disclosure.” Previous episodes focused on lan...
The State of COVID-19 Disclosure, Part I: Debt Covenants
It’s coming from celebrities. It’s coming from aunt Sally’s Facebook feed. It’s even coming from heads of state. Misinformation is one of the ...