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Tag: Capital formation

capitol reflection

Five Takeaways from the SEC’s (Newly Annual) Regulatory Agenda, and What it Says About the Commission’s Priorities

capitol reflection

For decades, federal agencies have, with few exceptions, published the Unified Agenda twice each year: a list of every rule they plan to propose or finalize in the months ahead. It rarely makes headlines, but for anyone building out a discl...

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Stretching the fabric for a workout

SEC Moves Forward with Expansion of “Accredited Investors”

Stretching the fabric for a workout

There’s a famous anecdote about a conversation between F. Scott Fitzgerald and Ernest Hemingway regarding the super rich. The author of The Great Gatsby supposedly told Hemingway, “The rich are different from us.” Hemingway is said to have...

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