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Tag: sec

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Trump’s Win Promises New Playing Field for Crypto

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Dogged by its reputation as a financial refuge for off-the-books transactions and shady business, is cryptocurrency finally going legit? The head of the Securities and Exchange Commission during President-elect Donald J. Trump’s first term...

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Companies’ Accounting Issues Lead to Missed Filing Deadlines

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A few weeks ago, we wrote about the upheaval at Super Micro Computer, a California-based public company that builds computer servers. Amid allegations of accounting irregularities, Super Micro was dumped as a client by auditor Ernst & Y...

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SEC Dings SolarWinds Victims for Cybersecurity Disclosures

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Last month, the Securities and Exchange Commission settled four enforcement actions against current and former publicly traded companies for making what it deemed “materially misleading” cybersecurity risk disclosures. The cases could all b...

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Deere Looks to Nix DEI-Related Shareholder Proposals

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This past summer, Deere & Co., the manufacturer of John Deere lawnmowers, became a poster child for the backlash against corporate DEI programs, ditching its efforts in the face of a public pressure campaign. The company is now trying t...

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Four New Enforcement Themes Emerge at SEC

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Last month, we highlighted some of the significant trends in enforcement at the Securities and Exchange Commission as the agency’s fiscal year drew to a close. We’ve picked up on four new enforcement themes since then that are worth monitor...

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