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Tag: sec

empty inside of a self-driving car

SEC Puts Proxy Voting in Self-Driving Mode

empty inside of a self-driving car

Last year, Goldman Sachs shareholders representing roughly a third of votes cast objected to $80 million in retention bonuses for CEO David Solomon and President John Waldron, the most pushback on compensation the bank has ever seen. Holder...

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two parallel train tracks

SEC Takes Two-Track Approach to Private Assets

two parallel train tracks

For about $100 and two hours of multiple-choice questions, the average Joe could soon qualify to buy into private offerings. That is the premise of a FINRA-developed accredited investor exam the SEC is now considering. Anybody 18 or older c...

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The SEC’s Five Deregulatory Moves in September

fall leaves and a cup of pumpkin spice latte

When the morning air gets brisk and the calendar turns to September, we can rely on certain rites of fall: pumpkin spice anything, football season, and a flurry of enforcement activity at the SEC. But this year, something’s different. Inste...

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red and blue pegs each sitting atop equal piles of coins

Data Centers Getting Easier to Finance, Harder to Build

red and blue pegs each sitting atop equal piles of coins

What the right hand giveth, the left hand taketh away. We think someone said that once. Regardless, data center operators might be feeling that sentiment right now, because they are getting contrasting signals about their businesses from tw...

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whistle hanging from a goal net

SEC Hangs Up Its Whistle on Shareholder Proposals

whistle hanging from a goal net

The SEC is taking the term “no action” more literally than it ever has before. The agency took its first step away from the no-action process last November, when the Division of Corporation Finance said it would stop weighing in on most com...

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