“Test-the-Waters” Rule Lets Companies Dip a Toe in IPOs
It has been a rough year for IPOs, as highly touted offerings keep flopping. Ride-sharing service Uber Technologies Inc. has seen its stock price fall...
SEC Completes Annual Enforcement Push
For many working professionals, the phrase “end of the fiscal year” can really twist the stomach. It’s just another date on the calendar, but wh...
Eye-Opening Pay Ratios Not Affecting Executive Compensation . . . Yet
The subject of executive compensation tends to linger around America’s boardrooms like a dormant virus. It can go quiet for months at a time. But at...
CEO Scrutiny Spikes WeWork IPO
The founders of companies getting ready for IPOs used to get lionized. Now, they’re getting thrown to the lions. It wasn’t so long ago that the...
No, Starbucks Is Not in Hot Water With the SEC
Like a perplexed customer who has yet to receive the Salted Caramel Mocha Frappuccino ordered 15 minutes ago, the SEC wanted answers from Starbucks. S...
CCPA is Here to Stay
If you’ve been skimming through recent filings with the SEC, you might have noticed a handful of mentions of the CCPA. These aren’t references to ...