February 18, 2021
Will SEC Disclosure Request Keep Offerings on the Shelf?
The Great GameStop Affair of 2021 is quickly growing into more than just a piece of pop culture esot...
Tag: sec
February 16, 2021
Enforcement Renaissance Underway at SEC
Enforcement didn’t seem to be at the very top of the Securities and Exchange Commission’s to-do ...
February 11, 2021
SEC Exercises Little-Used Clawback Rule
Unless you’re a student of corporate-governance history, you probably don’t remember SOX 304. Th...
January 28, 2021
Three Big Questions About Crypto Regulation
Cryptocurrencies such as Bitcoin remain a hot topic in the financial world thanks in large part to t...
January 26, 2021
SEC Shifts to New Enforcement Priorities in 2021
By nominating a well-established reformer to chair the Securities and Exchange Commission, President...
January 7, 2021
Five Big Questions for 2021
If you had asked us what to expect from the year 2020 last January, suffice it to say that we would ...