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Tag: SOX

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The SEC’s New SOX Squad: Five Takeaways for Auditors and Public Companies

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The Securities and Exchange Commission has spent the better part of a year scaling back its enforcement function. There are fewer cases, lower penalties, reduced staffing, and a revised enforcement manual. So when a new enforcement unit mat...

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Intelligize Data: Large Filers Struggling with Internal Controls After Going Public

Dome of the U.S. Capitol building, where Sarbanes Oxley was drafted

It has been more than 20 years since Congress passed the Sarbanes-Oxley Act in response to a rash of turn-of-the-century accounting scandals. But unlike those choker necklaces and Nickelback CDs you’re holding onto from the era, SOX remains...

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