Tag: CorpFin
SubscribeSEC Hands Proxy Advisory Firms a Big Win
If you asked the boards of directors of public companies what they have against proxy advisory firms, they might come back with a question of their own: How much time do you have? Their complaints about proxy advisory firms, which make reco...
Read MoreWill SEC Disclosure Request Keep Offerings on the Shelf?
The Great GameStop Affair of 2021 is quickly growing into more than just a piece of pop culture esoterica. Just a few weeks after frenetic trading of the retail chain’s stock grabbed headlines, the episode is already impacting public policy...
Read MoreSEC Roundup: There’s a New Sheriff in Town
A new resident in the White House means major changes are afoot at the Securities and Exchange Commission. On the heels of President Joe Biden’s inauguration yesterday, here’s a roundup of four big SEC stories that broke during the transiti...
Read MoreAs Comment Letters Decrease, SEC Keeps Focus on Non-GAAP Accounting
If you’re seeking evidence of the Securities and Exchange Commission’s deregulatory bent in the Trump administration, look no further than the number of comment letters being issued by the agency each year. Since Jay Clayton took over as ch...
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