Tag: dodd-frank

December 7, 2021

“Spring-loaded compensation awards.” It just sounds cool, right? And if you’re a corporate exe...

October 19, 2021

It may seem like only yesterday to politicians, lobbyists and bankers, but the Dodd-Frank Wall Stree...

January 16, 2020

It’s January, and around Washington, D.C., that means it’s time for government agencies to decla...

April 2, 2019

For the second time in less than three years, embattled financial services firm Wells Fargo & Co...

October 17, 2018

As a sign of their importance (or lack thereof) at the SEC, proposals for rules on securities-based ...

July 19, 2018

It’s hard out there for a whistleblower. First, the Supreme Court issued a narrow reading of the S...