July 7, 2022
U.S. Enacts Import Law to Sanction China Over Abuses of Uyghurs
In the wake of the COVID-19 pandemic, consumers continue to encounter empty store shelves amid ongoi...
Tag: dodd-frank
December 7, 2021
SEC Looking Out for Abuses of ‘Spring-Loaded Compensation’
“Spring-loaded compensation awards.” It just sounds cool, right? And if you’re a corporate exe...
October 19, 2021
Executive Compensation: Clawback to the Future
It may seem like only yesterday to politicians, lobbyists and bankers, but the Dodd-Frank Wall Stree...
January 16, 2020
Reg BI Headlines Four Securities Enforcement Priorities for 2020
It’s January, and around Washington, D.C., that means it’s time for government agencies to decla...
April 2, 2019
Could Compensation Clawbacks Make a Comeback?
For the second time in less than three years, embattled financial services firm Wells Fargo & Co...
October 17, 2018
Motives Questioned in SEC Reissue of Swap Rules
As a sign of their importance (or lack thereof) at the SEC, proposals for rules on securities-based ...