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Tag: COMPLIANCE

five wooden arches

Five Potential Impacts of Semiannual SEC Reporting

five wooden arches

If you don’t run a public company, the idea of shifting from quarterly to semiannual financial reporting may sound like a classic case of a solution in search of a problem. There was nothing obviously broken about the system that generated...

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Intelligize Report Tackles Challenges of Regulatory Fragmentation

mosaic fragments

Compliance for thee, but not for me. That’s one way to characterize the stance of U.S. companies and policymakers versus their EU counterparts. Take the matter of foreign insider disclosures, for instance. Foreign companies that raise capit...

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AI Takes on Proxy Advisors

worried looking white-collar worker

It looks like proxy advisors may be able to join the growing number of white-collar workers fretting over potential obsolescence thanks to artificial intelligence. That may sound like an overreaction to the news that one financial services...

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Atkins’ Diet for SEC in 2026 Includes Less Disclosure

blue measuring tape

The turning of the calendar to 2026 means it’s time for New Year’s resolutions. At the Securities and Exchange Commission, chair Paul Atkins may be embracing the spirit of “new year, new me” by vowing to cut back on disclosure requirements....

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DOJ Details New Approach for Enforcing Foreign Corrupt Practices Act

Stack of frozen popsicles

Following a four-month freeze on the enforcement of laws against bribing foreign officials, Deputy Attorney General Todd Blanche on June 9 announced details of the Department of Justice’s overhauled guidelines for investigating and enforcin...

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