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Tag: Shadow Regulators

A Fork on the Road around a hill

New Rules for Proxy Advisors Divide Issuers, Investors

A Fork on the Road around a hill

Is polarization coming to the financial markets? You might think so after hearing the divided reaction to the SEC’s new rules for proxy advisory firms, which passed at an open meeting of the commission last week. Proxy advisory firms, as ou...

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Shadow regulators overseeing bushy tracks fence

SEC Proxy Guidance in Limbo

Shadow regulators overseeing bushy tracks fence

Score one for free speech? If you’ve been following the back-and-forth, you’ll recall that influential shareholder adviser Institutional Shareholder Services (ISS) fought back last year against August guidance from the SEC for proxy advisor...

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