December 23, 2021 SEC Proposes Stricter Rules on 10b5-1 Plans and Stock Buybacks Back in August, we told you about the unvarnished disdain Securities and Exchange Commission Chair G...
August 24, 2021 SEC Digs in on Insider Trading Enforcement Low-level employees at a high-flying tech company team up with their buddies to make millions off il...
August 19, 2021 Gensler Looks to Tighten Rules for 10b5-1 Plans While their companies were busy last year developing vaccines to help fight the coronavirus, executi...
July 8, 2021 Study Highlights Problematic “Insider Giving” You’ve heard of insider trading in which people buy or sell securities based on information that i...
May 20, 2021 Regulatory Machinery Can’t Stop Musk’s Market-Moving Mayhem Human beings can never know exactly what it feels like to be a marionette manipulated by the whims o...
October 27, 2020 Buybacks Beware: SEC Settlement Sends Message About Internal Controls Public corporations are spending upwards of a trillion dollars annually on stock buybacks, sending c...