January 19, 2023 SEC Readies Changes to 10b5-1 Plans Regardless of whether you agree with Securities and Exchange Commission Chair Gary Gensler’s views...
June 23, 2022 NFT Regulation Starts to Take Shape Sports and non-fungible tokens – better known as NFTs – seem like a perfect match. After all, sp...
December 23, 2021 SEC Proposes Stricter Rules on 10b5-1 Plans and Stock Buybacks Back in August, we told you about the unvarnished disdain Securities and Exchange Commission Chair G...
August 24, 2021 SEC Digs in on Insider Trading Enforcement Low-level employees at a high-flying tech company team up with their buddies to make millions off il...
August 19, 2021 Gensler Looks to Tighten Rules for 10b5-1 Plans While their companies were busy last year developing vaccines to help fight the coronavirus, executi...
July 8, 2021 Study Highlights Problematic “Insider Giving” You’ve heard of insider trading in which people buy or sell securities based on information that i...