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Tag: Insider trading

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Six Things to Know About Cboe’s Binary KPI Options

six light bulbs dangling in front of green background

The Chicago Board of Trade Building is located some 1,520 miles from Las Vegas. But today, the two may feel just a little bit closer. Cboe Global Markets, which has its active trading floor in the building, won SEC approval on October 13 to...

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Easy Prediction for 2026: Insider Trading Concerns

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Will Anthropic go public by December 31, 2026? Most people on Polymarket think so (it costs one dollar to win 71 cents as of this writing). But we wouldn’t advise betting on it, especially if you’re an Anthropic employee. Anthropic is consi...

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SEC’s Win in ‘Shadow Trading’ Case Shines Light on Corporate Trading Policies

Shadows of people cast on the ground

The circumstances of individual cases may differ, but we all know that insider trading involves using material, non-public information to buy and sell a company’s securities. But what if you possess inside information about one company that...

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Railway signals in the middle of railroad tracks, symbolizing insider trading

Feds Issue First Indictment Related to 10b5-1 Plans

Railway signals in the middle of railroad tracks, symbolizing insider trading

After months of signaling a crackdown was coming, the federal government has broken new ground by issuing its first indictment against an executive, based solely on the use of so-called 10b5-1 plans. A quick refresher: Rule 10b5-1 of the Se...

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SEC Readies Changes to 10b5-1 Plans

Pothole in street with radiating cracks

Regardless of whether you agree with Securities and Exchange Commission Chair Gary Gensler’s views on policy, you can’t argue against his ability to get things done. Since he took over at the agency, the SEC has acted on hot-button issues l...

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