September 8, 2020 SEC Presses Pause on NYSE’s Direct Listing Plan Plenty of wonderful fads come out of Silicon Valley. But lots of strange and even dangerous ones do ...
August 27, 2020 Palantir Pursues Direct Listing with a Twist What’s the difference between a stock offering and an epic battle between good and evil? That’s ...
June 27, 2019 Direct-to-Market Stocks: A Sign of the Future? Remember back when it was a big deal for a company to hold an initial public offering? For starry-ey...
May 2, 2019 Slack Sends Message to Market With Direct Listing Slack Technologies Inc. is poised to become the latest of the so-called unicorn companies to go publ...
April 2, 2018 Five Things That Spotify Revealed in its SEC Filings Nobody is quite sure what to expect when Spotify stock hits the market today. Having disrupted the m...
February 22, 2018 Spotify Tests SEC Patience with Dual-Class Shares for Stock Offering Spotify is planning a stock offering in a couple of months, and it appears that the music streaming ...