Photograph of skyscrapers with glass windows from the ground facing up to a blue sky

Tag: Securities Exchange Act of 1934

Pothole in street with radiating cracks

SEC Readies Changes to 10b5-1 Plans

Pothole in street with radiating cracks

Regardless of whether you agree with Securities and Exchange Commission Chair Gary Gensler’s views on policy, you can’t argue against his ability to get things done. Since he took over at the agency, the SEC has acted on hot-button issues l...

Read More