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Tag: OCIE

LIBOR Transition Gets Real at SEC, OCIE

Remember when you were eight years old and your parents warned you to knock it off in the back of the car, and then warned you again, and then warned you a third time that no really, don’t test us, you better stop? Well, in related news, fe...

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SEC Tackles Cybersecurity for Financial Services Sector

You’ve probably heard the news: cybersecurity is a big deal these days. And when it comes to protecting sensitive consumer information from cyberattacks, arguably no industry faces a bigger burden of responsibility than financial services....

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Reg BI Headlines Four Securities Enforcement Priorities for 2020

It’s January, and around Washington, D.C., that means it’s time for government agencies to declare their priorities for the coming year. They’re like annual fashion “in and out” lists, but for bureaucrats. So, what’s popping this year in se...

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