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Tag: 10-Q

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First Wave of Companies File Under Revised Reg S-K

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One of the big stories in corporate governance in 2020 has been the changes to Regulation S-K. In an effort to reduce the compliance burden and make it easier for investors to wade through corporate filings, the SEC pared down some disclosu...

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Public Companies Fret Over Fate of Postal Service

Americans are paying attention to their mail in a whole new way. With the United States Postal Service struggling financially and providing delayed service, citizens suddenly have a host of fears. Some are worried about their retirement che...

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Issuers Get Proactive in Disclosing Wells Notices

When an issuer gets a “Wells Notice,” it must ask itself two questions. The first is “what’s my lawyer’s phone number?” After all, getting a Wells Notice—a note from the SEC warning the recipient that it may bring charges for securities vio...

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Coronavirus Outbreak Prompts Corporate Disclosures

The outbreak of the Wuhan coronavirus has left public health officials around the world taking precautions to limit the spread of the disease, which has already resulted in the deaths of hundreds of people in China. Individuals are also bei...

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