May 25, 2022 – 1 p.m. EDT
Among the various considerations for companies seeking to go public, companies should understand the significant public reporting requirements created by the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the associated rules and regulations.
We’ll cover:
- Triggers for deeming a company “public” and thus subject to the Exchange Act’s reporting requirements
- Tests for determining filer status and implications
- Overview of information required in periodic reports on Forms 10-K, 10-Q, and 8-K
- Officer certification requirements under the Sarbanes-Oxley Act of 2002
- Legal principles relating to the concept of “materiality”
- Regulation FD
- Requirements for Insiders (Section 16)
In this session, you’ll:
- Understand the significant public reporting requirements created by the Securities Exchange Act of 1934 and the associated rules and regulations;
- Learn the tests for determining filer status and implications;
- Understand the legal principles with respect to the concept of “materiality”; and
- Be informed of requirements for filing.
Speakers:
John Ablan
Partner, Mayer Brown
David Freed
Partner, Mayer Brown
*CLE is approved or in the process of approval for CLE credit. The type of credit allowed will be determined by the state governing MCLE Board. Contact cle@lexisnexis.com regarding state accreditation status.
Note: If you are licensed in New York, this content is appropriate for both newly admitted and experienced New York attorneys.
Please Note: Recordings of CLE webinars do not qualify for CLE credit.