Photograph of skyscrapers with glass windows from the ground facing up to a blue sky

Month: July 2022

Coinbase Case Raises Questions About SEC’s Crypto Authority

The Securities and Exchange Commission is continuing to break new ground in the regulation of the cryptocurrency market. Whether the agency should be doing so may depend on who you ask. Last week, the SEC announced insider trading charges a...

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Applicants awaiting interviews, discussing eco disclosures

Help Wanted: ESG Auditors and Consultants

Applicants awaiting interviews, discussing eco disclosures

Now that the Securities and Exchange Commission has proposed rules for disclosing risks related to climate change, publicly traded companies are starting the heavy lifting involved in reporting the newly required environmental, social and g...

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Kid walking on sidewalk in black and white

SEC Overturns Curbs on Influence of Proxy Advisors

Kid walking on sidewalk in black and white

Proxy advisory firms weren’t particularly popular with the Securities and Exchange Commission during the previous presidential administration. Quite the opposite, in fact, as the SEC passed rules in 2020 designed to blunt the influence of f...

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Spiral iron gate railings meeting SOX compliance.

SEC Indicates New Concerns Over Auditor Independence

Spiral iron gate railings meeting SOX compliance.

Who’s watching the watchers? It’s a question that has preoccupied conspiracy theorists and flummoxed polities for centuries. It seems to come up regularly in the world of corporate governance, too, when assessing Wall Street gatekeepers who...

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Storm Clouds Brewing in the Supreme Court

Major Questions Loom Over SEC’s Climate-Disclosure Rules

Storm Clouds Brewing in the Supreme Court

The Supreme Court’s emboldened majority has used a controversial doctrine favored by conservatives to great effect lately. First, justices relied on it in striking down the Centers for Disease Control and Prevention’s pandemic-related evict...

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