
Tag: Enforcement
SubscribeWill the SEC Make an Example Out of Facebook?
Facebook infamously began in the early 2000s as a dorm-room lark by Harvard University student Mark Zuckerberg. Now nearly 20 years old, what was once a killer app stopped being cool years ago. It has become an online hub for a strange conf...
Read MoreSecurities and Exchange Commission Brings Back Misconduct Admissions Policy
Cancel culture is a hot topic in everything from celebrities to academia to sports. Impolite – or just plain offensive – actions and comments seem to be prompting public apologies and retractions from high-profile figures on an almost daily...
Read MoreIs the SEC Ready to Play Ball with SPACs?
If you’re a baseball card enthusiast who left your collection to gather dust in an attic somewhere, you may want to stop reading now. Earlier this year, a 1952 Mickey Mantle in mint condition sold at auction for $5.2 million. The original c...
Read MoreEnforcement Renaissance Underway at SEC
Enforcement didn’t seem to be at the very top of the Securities and Exchange Commission’s to-do list in the last four years. At least, that’s what the most recent data on the agency’s activities under departed chair Jay Clayton would tell u...
Read MoreBuybacks Beware: SEC Settlement Sends Message About Internal Controls
Public corporations are spending upwards of a trillion dollars annually on stock buybacks, sending capital back to shareholders by the truckload. However, in a year already fraught with perils for U.S. companies that would like to buy back...
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