Category: SEC
SubscribeShareholder Proposal Asks Nike to Prove It’s a Role Model
In 1993, Charles Barkley helped Nike build its edgy reputation with young audiences when he disavowed the idea that he had to set an example for kids. In a controversial commercial, the NBA superstar with a reputation for stirring up troubl...
Read MoreGensler Looks to Tighten Rules for 10b5-1 Plans
While their companies were busy last year developing vaccines to help fight the coronavirus, executives at major pharmaceutical companies were busy cashing in on stock sales. Their trades involved more than 8.5 million shares of stock and p...
Read MoreFive Things to Know About the SEC’s Regulatory Agenda
The annual release of the Securities and Exchange Commission’s regulatory agenda is typically a dry affair in which the agency rehashes priorities with which close observers are already familiar. Not so this year, as a change in the White H...
Read MoreSEC Hands Proxy Advisory Firms a Big Win
If you asked the boards of directors of public companies what they have against proxy advisory firms, they might come back with a question of their own: How much time do you have? Their complaints about proxy advisory firms, which make reco...
Read MoreSEC Chair Isn’t Playing Games with Stock Trading Apps
The subject of screen time has been a hot topic in parenting circles during the COVID-19 era. Now the new Securities and Exchange Commission chair is sounding the alarm about how much gaming adults are doing. It’s not the latest edition of...
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