Photograph of skyscrapers with glass windows from the ground facing up to a blue sky

Tag: sec

Cryptocurrency ETF with three coins representing ethereum, bitcoin and more

Three Big Questions About Crypto Regulation

Cryptocurrency ETF with three coins representing ethereum, bitcoin and more

Cryptocurrencies such as Bitcoin remain a hot topic in the financial world thanks in large part to the aura of mystery surrounding them. It’s hard to explain what they are, let alone how they work. Yet their cult-like following prompted Blo...

Read More
SEC Shifts to New Enforcement Priorities in 2021

SEC Shifts to New Enforcement Priorities in 2021

SEC Shifts to New Enforcement Priorities in 2021

By nominating a well-established reformer to chair the Securities and Exchange Commission, President Joe Biden signaled that Wall Street should prepare for more rigorous oversight in the next four years. But what, exactly, should market par...

Read More
Five Big Questions for 2021

Five Big Questions for 2021

Five Big Questions for 2021

If you had asked us what to expect from the year 2020 last January, suffice it to say that we would have been wrong. So we’re staying out of the prediction business this year. Instead, we’re just going to pose five big questions that should...

Read More
SEC Steps Up Enforcement Actions for Insufficient Disclosure

SEC Steps Up Enforcement Actions for Insufficient Disclosure

SEC Steps Up Enforcement Actions for Insufficient Disclosure

The Cheesecake Factory is famous for pushing the limits of culinary convention – from its massive menus to its trademark desserts to somehow finding space for even more food on diners’ plates. The California-based chain recently broke a mor...

Read More
Silhouettes of beach volleyball players at the beach with sun shining

ESG Playbook Offers Proxy-Season Tips

Silhouettes of beach volleyball players at the beach with sun shining

Black Lives Matter. Raging wildfires. A deadly pandemic. A bitter election. The issues dominating American life in 2020 related closely to environmental, social, and governance topics. The same could be said of the 2020 proxy season, during...

Read More