Photograph of skyscrapers with glass windows from the ground facing up to a blue sky

Tag: Hester Peirce

A number 35 relief valve

SEC Eases Audit Requirements for Smaller Companies

A number 35 relief valve

It takes a lot to break through the coronavirus-centric news cycle, but this development in the world of financial regulation does the trick. Last week, the Securities and Exchange Commission adopted changes that will cut back on auditor at...

Read More
Black belt (martial arts) laid out on dojo floor with students

SEC Takes Down Steven Seagal, ETF Applicants in Crypto Confrontations

Black belt (martial arts) laid out on dojo floor with students

The Securities and Exchange Commission was out for justice recently when it came calling on action movie star Steven Seagal. The “Half Past Dead” leading man found out that even he wasn’t above the law when it comes to cryptocurrency regula...

Read More