Reg BI Headlines Four Securities Enforcement Priorities for 2020
It’s January, and around Washington, D.C., that means it’s time for government agencies to declare their priorities for the coming year. They’re...
The Year in Review: Accounting and Auditing
What a year. In 2019, we cheered as the U.S. captured another title in the women’s World Cup, watched in horror as Notre Dame burned, and, at long l...
Ghost of Revenue Past Haunts Issuers, SEC
Ebenezer Scrooge had a hard time reckoning with the ghost of Christmas past. This holiday season, a different but equally vexing demon is haunting pub...
SEC Proposal Would Curb Shareholder Resolutions
By definition, owning a share of stock gives the holder partial ownership of a company. Even though institutions like mutual funds and pensions contro...
Is “Transformation” Breeding Suspicion at PCAOB?
We’re hearing quite a bit lately about whistleblowers in the world of politics. Who’s ready for some whistleblowing in the controversial realm of ...
SEC Completes Annual Enforcement Push
For many working professionals, the phrase “end of the fiscal year” can really twist the stomach. It’s just another date on the calendar, but wh...