SEC Completes Annual Enforcement Push
For many working professionals, the phrase “end of the fiscal year” can really twist the stomach. It’s just another date on the calendar, but wh...
No, Starbucks Is Not in Hot Water With the SEC
Like a perplexed customer who has yet to receive the Salted Caramel Mocha Frappuccino ordered 15 minutes ago, the SEC wanted answers from Starbucks. S...
Hester Peirce Goes Hester Prynne on ESG
Let there be no doubt about Hester Peirce’s feelings when it comes to environmental, social and governance (ESG) issues. During her tenure with the ...
Longfin Charges Highlight Worries Over Reg A+
The history of Longfin Corp. took another sordid turn this month, as U.S. prosecutors charged the defunct cryptocurrency company’s ex-chief executiv...
Game of Tokens: Is the SEC Fueling Crypto Chaos?
On Sunday’s finale of Game of Thrones, fan favorite Ser Bronn of the Blackwater finally got what was owed to him: a title, a castle, and enough loot...
OMB Power Play Could Sideline SEC
The Trump administration is trimming back federal agencies’ rulemaking authority in a move that could curtail the power of the Securities and Exchan...