Ghost of Revenue Past Haunts Issuers, SEC
Ebenezer Scrooge had a hard time reckoning with the ghost of Christmas past. This holiday season, a different but equally vexing demon is haunting pub...
SEC Proposal Would Curb Shareholder Resolutions
By definition, owning a share of stock gives the holder partial ownership of a company. Even though institutions like mutual funds and pensions contro...
Is “Transformation” Breeding Suspicion at PCAOB?
We’re hearing quite a bit lately about whistleblowers in the world of politics. Who’s ready for some whistleblowing in the controversial realm of ...
SEC Completes Annual Enforcement Push
For many working professionals, the phrase “end of the fiscal year” can really twist the stomach. It’s just another date on the calendar, but wh...
No, Starbucks Is Not in Hot Water With the SEC
Like a perplexed customer who has yet to receive the Salted Caramel Mocha Frappuccino ordered 15 minutes ago, the SEC wanted answers from Starbucks. S...
Hester Peirce Goes Hester Prynne on ESG
Let there be no doubt about Hester Peirce’s feelings when it comes to environmental, social and governance (ESG) issues. During her tenure with the ...