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Tag: sec

SEC Digs in on Insider Trading Enforcement

SEC Digs in on Insider Trading Enforcement

SEC Digs in on Insider Trading Enforcement

Low-level employees at a high-flying tech company team up with their buddies to make millions off illicit stock trades by exchanging corporate secrets. It sounds like the kind of story Netflix might turn into an episode of its documentary s...

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Congress tightening using pipe wrench

Gensler Looks to Tighten Rules for 10b5-1 Plans

Congress tightening using pipe wrench

While their companies were busy last year developing vaccines to help fight the coronavirus, executives at major pharmaceutical companies were busy cashing in on stock sales. Their trades involved more than 8.5 million shares of stock and p...

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Goodwill Impairment Problems Haven’t Gone Away

Goodwill Impairment Problems Haven’t Gone Away

Goodwill Impairment Problems Haven’t Gone Away

Remember the hubbub over goodwill impairment? Back before the coronavirus knocked the world off its axis, it was kind of a big deal. In fact, in early 2020, regulators were looking at redefining the concept of goodwill (which refers to the...

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SEC Blesses Nasdaq’s New Rules for Board Diversity

SEC Blesses Nasdaq’s New Rules for Board Diversity

SEC Blesses Nasdaq’s New Rules for Board Diversity

The Securities and Exchange Commission last week approved a request from the Nasdaq stock exchange to enact rules that would prod listed companies to diversify their boards of directors. We previously told you late last year about what Nasd...

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Ethereum Coin: SEC's Gary Gensler’s Crypto Campaign Starts to Take Shape

Gensler’s Crypto Campaign Starts to Take Shape

Ethereum Coin: SEC's Gary Gensler’s Crypto Campaign Starts to Take Shape

Cryptocurrency evangelists are quick to tell you that digital money will be the foundation of our monetary system in the future. On that theory, at least, it counts as “infrastructure.” Capitol Hill lawmakers apparently agreed when they stu...

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