{ "@context": "https://schema.org", "@type": "NewsArticle", "headline": "Four New SEC Examination Priorities to Spice Up 2023!", "image":"https://www.intelligize.com/wp-content/uploads/2023/02/chili-market-BW_1200.png", "datePublished": "2023-02-28", "description":"The SEC Division of Examinations (EXAMS)'s recent report touts new and significant focus areas for the coming year. Learn about the 4 points of emphasis.", "keywords":"broker-dealer, COMPLIANCE, derivative, ESG, Investment, sec, EXAMS, SEC examination priorities", "potentialAction":"Request a Demo", "publisher": [{ "@type": "Organization", "name": "Intelligize", "url":"https://www.intelligize.com/" }], "author": [{ "@type": "Person", "name": "Miriam Robin", "jobTitle":"Curation Editor, Legal News", "worksFor":"LexisNexis", "sameAs": "https://www.linkedin.com/in/miriam-r-2665273/" }] }
Photograph of skyscrapers with glass windows from the ground facing up to a blue sky

Tag: ESG

An outdoor produce market with hanging bunches of chilies

Four New SEC Examination Priorities to Spice Up 2023!

An outdoor produce market with hanging bunches of chilies

If you’re familiar with annual previews from government agencies, you know they’re about as exciting as an instruction manual. They generally follow a boilerplate format that includes familiar discussions of how their plans for the coming y...

Read More
Torn and frayed cloth hanging from wooden beams

ESG Hits a New Snag as Climate-Disclosure Rules Come Under Fire

Torn and frayed cloth hanging from wooden beams

After years of gaining momentum, ESG programs, socially responsible investing and climate-related regulation have encountered legitimate setbacks in the United States lately. On Wall Street, ESG funds had a miserable year in 2022. New clien...

Read More
4 children on one end and a man on another end of a seesaw in a forrest-lined park (black and white)

ESG Politics Diverge on Federal, State Levels

4 children on one end and a man on another end of a seesaw in a forrest-lined park (black and white)

In a classic episode of the sitcom “Parks and Recreation,” city council member Jeremy Jamm uses bureaucratic subterfuge to threaten heroine Leslie Knope’s hopes for a new park in the town of Pawnee, Indiana. Angling to secure the project si...

Read More
A meerkat stands watch, stretching its neck as it stares into the distance, on lookout for predators.

Five Things for Companies to Watch in 2023

A meerkat stands watch, stretching its neck as it stares into the distance, on lookout for predators.

Last year at this time, we told you that companies should keep an eye out for developments in cryptocurrency regulation; corporate disclosure of environmental, social and governance issues; and COVID-19 pandemic-related human capital challe...

Read More
Meeting room chat highlights

The Biggest ESG Stories of 2022

Meeting room chat highlights

Politicians in the United States have argued about environmental issues for decades, but 2022 will likely go down as the year in which corporate ESG programs became a political football. With all the anticipation surrounding the Securities...

Read More