November 2, 2021
Will the SEC Make an Example Out of Facebook?
Facebook infamously began in the early 2000s as a dorm-room lark by Harvard University student Mark ...
Tag: Enforcement
October 21, 2021
Securities and Exchange Commission Brings Back Misconduct Admissions Policy
Cancel culture is a hot topic in everything from celebrities to academia to sports. Impolite – or ...
April 13, 2021
Is the SEC Ready to Play Ball with SPACs?
If you’re a baseball card enthusiast who left your collection to gather dust in an attic somewhere...
February 16, 2021
Enforcement Renaissance Underway at SEC
Enforcement didn’t seem to be at the very top of the Securities and Exchange Commission’s to-do ...
October 27, 2020
Buybacks Beware: SEC Settlement Sends Message About Internal Controls
Public corporations are spending upwards of a trillion dollars annually on stock buybacks, sending c...
June 25, 2020
LIBOR Transition Gets Real at SEC, OCIE
Remember when you were eight years old and your parents warned you to knock it off in the back of th...