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Tag: Enforcement

eagle with sharp focus

SEC’s AI Stance Holds Steady Under New Leadership

eagle with sharp focus

Despite headlines about President Trump rescinding the Biden administration’s executive order on artificial intelligence, the SEC’s stance on AI-related disclosures hasn’t shifted much. If anything, its focus has sharpened. The Biden-era Ex...

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Five Ways White-Collar Enforcement Is Changing

Fifth Ave street sign

Since the transition to a new presidential administration in January, policies on trade and immigration have dominated the news. The administration’s approach to white-collar law enforcement isn’t generating the same buzz, but tangible and...

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four birds

Four New Enforcement Themes Emerge at SEC

four birds

Last month, we highlighted some of the significant trends in enforcement at the Securities and Exchange Commission as the agency’s fiscal year drew to a close. We’ve picked up on four new enforcement themes since then that are worth monitor...

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Three gourds

Three Noteworthy Trends from SEC’s Latest Enforcement Push

Three gourds

September is the month when temperatures start dropping, leaves start turning, and the Securities and Exchange Commission starts enforcing. To be fair, the SEC enforces securities law all year round, but the agency has made the September fl...

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SEC Touts Gains in Enforcement Actions in 2023

Person surfing on large wave

As we prepare to flip the calendar to 2024, the tidal wave of announcements from federal agencies celebrating their yearly accomplishments has already started. The annual inundation of statistics often feels like a competition to see which...

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