{ "@context": "https://schema.org", "@type": "NewsArticle", "headline": "Feds Issue First Indictment Related to Abuse of 10b5-1 Plans", "image":"", "datePublished": "2023-03-14", "description":"Insider trading is in the spotlight with the DOJ's first indictment related to 10b5-1 plans. Read about the case and its implications on Intelligize.", "keywords":"10b5-1, DOJ, Insider trading, sec", "potentialAction":"Request a Demo", "publisher": [{ "@type": "Organization", "name": "Intelligize", "url":"https://www.intelligize.com/" }], "author": [{ "@type": "Person", "name": "Erin Connors", "jobTitle":"Current Awareness Editor", "worksFor":"Intelligize", "sameAs": "https://www.linkedin.com/in/erin-connors-b27b5270/", "url":"https://www.intelligize.com/author/econnors/" }] }
Photograph of skyscrapers with glass windows from the ground facing up to a blue sky

Tag: DOJ

Railway signals in the middle of railroad tracks, symbolizing insider trading

Feds Issue First Indictment Related to 10b5-1 Plans

Railway signals in the middle of railroad tracks, symbolizing insider trading

After months of signaling a crackdown was coming, the federal government has broken new ground by issuing its first indictment against an executive, based solely on the use of so-called 10b5-1 plans. A quick refresher: Rule 10b5-1 of the Se...

Read More
Pass Go spot on a Monopoly game board

Big Tech Cases Part of Larger Antitrust Campaign

Pass Go spot on a Monopoly game board

President Biden’s administration doesn’t share much in common with its predecessor – from temperament to policy positions to governing style. One notable exception, however, appears to be their willingness to take on one of big tech’s bigge...

Read More
A groundhog (marmot) eats a large carrot

If Fraud is Never Caught, did it Really Happen?

A groundhog (marmot) eats a large carrot

Criminal charges like the ones currently levied against FTX founder Sam Bankman-Fried raise an important question for corporate stakeholders: Is securities fraud rampant? Corporate America would undoubtedly bristle at the suggestion, deemin...

Read More
Stacked Cash for the Federal Trade Commission

Inflation Surge Gives Cover in Washington for Antitrust Revival

Stacked Cash for the Federal Trade Commission

If you followed the coverage last week of President Joe Biden’s first year in office, you probably heard talk of the threat rising inflation poses to his administration. Economists use the term to refer to declining purchasing power as the...

Read More
Disclosure Describes Strings Attached to PPP Funds

Disclosure Describes Strings Attached to PPP Funds

Disclosure Describes Strings Attached to PPP Funds

The Paycheck Protection Program provided a welcome lifeline to businesses in the midst of the pandemic. But for companies that have cashed their PPP checks, including many public ones, it also presents serious risks. Just ask them. Issuers...

Read More