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Category: SEC

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SEC Adopts Rules for Speedier 13D Disclosures to Keep Pace with Modern Market

Vintage 1970s peacock pattern in orange, olive green and gold

The popular culture of the 1970s was awash in flared jeans and wide lapels. And in the world of finance, the decade also saw the first rules regarding beneficial ownership reporting go into effect.  Though technology made the world faster a...

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Crypto’s Court Win Gains Tempered by News of Links to Hamas

Two apples, one fresh one rotten

Not so long ago, the crypto industry’s efforts to secure equal footing on Wall Street and generate good press were bearing fruit, including fund manager Grayscale Investments LLC’s landmark court win against the Securities and Exchange Comm...

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New California Laws May Set the Stage for Broader Climate Disclosure

Man pushing bike up a steep hill

California has long been on the leading edge of environmental regulation in the United States, and the Golden State recently passed new climate disclosure laws that are poised to push the rest of the country forward. Last week, Democratic G...

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September SEC Enforcement Spike: Four Key Areas to Watch

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Much like the cliché of a local police force ramping up patrols to meet its quarterly quota of speeding tickets, the Securities and Exchange Commission is yet again closing out its fiscal year with a spike of September enforcement actions....

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As Labor Strife Grows, So Do Complaints About CEO Pay

Opulent rococo-style shoe on a well groomed lawn

Elon Musk has apparently had enough of automotive companies showering their executives with lavish compensation packages. The Tesla CEO, himself under investigation by the Securities and Exchange Commission for asking the electric-vehicle m...

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