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Category: SEC

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How Will Public Companies Respond to Semi-Annual Reporting?

decadent dessert tray

Under Chairman Paul Atkins’ SEC, deregulation is starting to feel like the dessert menu offered after a satisfying meal. Public companies must be tempted by the offerings; at the same time, they may be thinking to themselves: “I couldn’t po...

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Five Takeaways from the SEC’s Revised Enforcement Manual

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The SEC doesn’t update its Enforcement Manual very often. So, when it does, people notice––securities lawyers in particular. That has certainly been the case with the agency’s just-released update, its first since 2017. Even so, it’s worth...

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Regulators and Companies Lining Up Against DEI, ESG Programs

wooden pegs lining up

It wasn’t long ago that “DEI” and “ESG” were standard acronyms in the corporate lexicon. Major institutional investors prodded companies to commit to sustainability initiatives. Brand names amplified messages to the public about their dedic...

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SEC Sets New Limits on Exempt Solicitations

rope barricade on red carpet limiting entry

Activist investors have seen better days. In the latest policy shift affecting shareholder activists, new guidance indicates the Securities and Exchange Commission now opposes publishing so-called exempt solicitations from stockholders who...

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SEC’s Stance on Shareholder Proposals Drawing Mixed Reviews

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Last November, the Securities and Exchange Commission essentially told companies they would be on their own when it comes to decisions about excluding shareholder proposals from their proxy statements. The new approach is receiving a mixed...

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