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Category: Rules & Regs

Child loses board game

Court Decisions Further Complicates Crypto Regulation

Child loses board game

The Securities and Exchange Commission has suffered yet another loss on a cryptocurrency issue in court, adding more upheaval to the messy process of building a new regulatory regime from scratch. The latest legal setback came in the form o...

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Regulatory Focus on Crypto Continues as FASB Tentatively Approves New Accounting Standards

Two arms making thumbs-up signals

In keeping with U.S. regulators’ efforts to get a grip on cryptocurrency, the Financial Accounting Standards Board last week tentatively approved much-anticipated rules affecting how businesses account for and disclose crypto assets. The ne...

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Crystal ball

Courts Cloud the Future of Regulatory Agencies’ Tools

Crystal ball

By now, political junkies know all about PredictIt. The Australia-based venture offers the equivalent of betting markets for politics, allowing users to buy and sell shares based on the expected outcome of events such as elections. Some pun...

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It’s All About the Money (Laundering)

Laundry in a washing machine

The Securities and Exchange Commission is sounding the alarm about money laundering. The SEC Division of Examinations sent out a risk alert last month warning that broker-dealers are underfunding and understaffing their anti-money-launderin...

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Cybersecurity Disclosure Rule Poses “Material” Challenge

Juliet balcony in Verona, Italy

To hear Shakespeare tell it, labels are irrelevant. “A rose by any other name would smell as sweet,” Juliet tells Romeo, assuring him that she loves him despite his family name. This may not come as a surprise, but the SEC does not adopt th...

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