Tag: COMPLIANCE

sec ESG Disclosure accounting COVID-19 CLIMATE CHANGE cryptocurrency Coronavirus Enforcement China cybersecurity PCAOB pandemic IPO TRUMP executive compensation Gary Gensler Regulation COMPLIANCE Crypto ELON MUSK AI FASB AMAZON SPAC bitcoin Diversity RISK FACTORS Corporate Governance Sustainability Audit DOJ Shareholder Proposals Antitrust Artificial intelligence Board of Directors JAY CLAYTON BLACKROCK securities FTC shareholders Human Capital PROXY Russia INVESTOR RELATIONS Environmental Insider trading CFTC Labor Litigation DEI Supply chain TESLA microsoft apple Starbucks Supreme Court 10-K Risk google SPACs activist investors M&A Allison Herren Lee Glass Lewis whistleblower Tariffs 10b5-1 inflation employment Biden Gensler Governance Department of Justice Greenwashing Fraud competition corporate boards Uber PROXY SEASON SAY ON PAY Legislation board diversity PRIVATE EQUITY 8-K McDonald’s Buybacks Metrics Hester Peirce dodd-frank banking RULE 14A-8 emissions blockchain rulemaking sanctions Coinbase disclosures Regulation S-K Ukraine Nasdaq GameStop Trade Trade War Financial Reporting Data Breach delisting Financial Services Compensation JPMorgan Chase pay vs. performance Directors Mergers ransomware facebook Public Companies corporate crime GOLDMAN SACHS CorpFin Materiality Stock Imports shareholder proposal ETF auditing Restatements Citigroup Sarbanes Oxley Wells Fargo CEO pay Twitter EU 10-Q California non-GAAP Merger gamification Bankruptcy Holding Foreign Companies Accountable Act acquisitions broker-dealer Executive Order bank Netflix Environment President-elect Biden ISS cyberattack equity Robinhood COMMENT LETTERS GAAP Disney institutional investors Exxon Mobil NYSE Lease Accounting Election Larry Fink Shareholder Technology DIVISION OF CORPORATION FINANCE geopolitics Banks Ethereum Shell Social FTX energy FCPA Internal Controls Clawback beneficial ownership CARES Act Report Unicorn CEOs Activist Investor CEO NFTs WeWork Chevron Congress direct listing Securities and Exchange Commission return to work Class Action OCIE carbon emissions Alphabet Chapter 11 Performance Metrics Acquisition Quarterly Earnings Guidance vaccine mandate guidance venture capital EXXON Risk Factor digital assets Proxy Advisory Firms climate AUDIT COMMITTEE Annual Shareholder Meeting corporate data privacy Affirmative Action Meta Climate reporting Texas Federal Reserve vaccine Monopoly clawbacks Auditors greenhouse gas Dodd-Frank Act Manufacturing Paycheck Protection Program Spotify Big Four CFIUS shareholder votes financial institutions 2021 ESG reporting Royal Dutch Shell Jamie Dimon Virtual Shareholder Meetings GENERAL ELECTRIC Biden administration Earnings Calls financial performance SolarWinds International trade GOP Johnson & Johnson Institutional Shareholder Services FDA Lyft Procter & Gamble Intelligize Earnings Bill Ackman MD&A SEC filings Walmart Carl Icahn de-SPAC EEOC JP Morgan boycott FINRA Item 103 chatGPT DOGE FinCEN HFCAA Corp Fin Political Spending warrants corporate accountability Special Purpose Acquisition Companies Delta Air Lines shareholder activism Papa John’s DraftKings climate disclosures Retail BP President Biden Real Estate interest rates Stakeholders Chamber of Commerce Home Depot climate disclosure taxes infrastructure water Earnings Guidance Walgreen’s Nikola environmental disclosures liability Standards Goodwill Remote Work Environmental Regulation Iron Mountain human capital disclosure Engine No. 1 TikTok total shareholder return recession Nike white-collar crime Smaller Reporting Companies REVENUE RECOGNITION Multi-Class Stock Form 10-K Janet Yellen Bank of America CEO compensation marijuana stock buybacks KPI No Action Letter White-collar Great Resignation Reg FD John Coates Caroline Crenshaw Palantir Israel data Investment Peloton Earnings Per Share COMMENT LETTER AT&T mandate PPP exports Poison Pill Taiwan inside information nonpublic information meme stocks Auditor Independence direct listings Reform Emerging Growth Companies Audit Committees AFL-CIO racial diversity Security audit inspections MicroStrategy Risk Management Pfizer Shadow Regulators uncertainty Social Media commodities Paul Munter Ron DeSantis proxy votes trends Oversight ESG disclosure Mondelez Cannabis Slack Airlines climate change disclosure Employees fair value Accountants stock exchange Rule 10b5-1 Lawsuit Lease Modifications ASC 842 Zoom Treasury Activision blank-check oil and gas digital tokens Ether back-to-work CAMs workforce 10b5-1 plans revisions corporate speech Kraft Heinz order flow Employers intangible assets Lordstown Motors public relations Corporate Disclosure Delta Airlines OMB Bank Secrecy Act inclusion Nvidia rules Shake Shack money laundering critical audit matters Costco Material Adverse Effect Under Armour automotive material information environmental reporting deterrence SEC CHAIR representation Inflation Reduction Act Corporate Debt Blank Check Companies National Security 2020 Buzzfeed LIBOR public company ESG disclosures Investigation Binance Tax Human Capital Management Airbnb Debt UPS Schedule 13D Treasury Department Public Filings U.S. government Sportswashing NFT SEC compliance Middle East avian flu interlocking directorates MultiPlan diversity equity and inclusion Proxy Advisors Public Accounting Oversight Board green hushing ethics ESG shareholder proposals enforcement priorities 2021 sustainability-linked loans IPO shares materiality standard 3G Capital Partners mandatory vaccine LGBTQ+ boards of directors Offering Short Term virtual shareholder meeting Going Concern DISCLOSURE EFFECTIVENESS diverse employees Reg S-K test-the-waters Form 10-Q Jurisdiction X Conservative racism Roe v. Wade joint venture Section 8 income tax China Mobile underwriters UBS Africa vaccinations organized labor Quarterly JETBLUE AIRWAYS Forbes Los Angeles Lakers Ban NACD Checklist 2021 proxy season mining Share repurchase CRA Albertsons stock options Fastenal economic downturn specific performance clause chief metaverse officer board diversity rules Fair Access to Financial Services WageWorks infrastructure plan Director of Division of Enforcement Modernization First American Financial Corporation scarcity reporting requirements American Express SBTi Regulation S-X Rule 2-01 Management’s Discussion and Analysis Accelerated Filers Mondelez International Hostile Takeover EGC PARIS AGREEMENT Alex Karp Bloomberg Capture Settlement Saudi Arabia pharmaceutical Defaults Responsible AI New York Canada political donations Lumber Liquidators internal control consultants chief financial officers scope 3 QC 1000 predictions Stephanie Avakian employer ESG rating service COCA-COLA short squeeze public comments racial minorities universal ballot IMAX Diana Shipping Inc. Suspended Substantial Doubt S&P Global Principles-Based executive pay climate risk AICPA proxy statement Off-channel communications Elizabeth Warren Spirit Airlines take-private securities law IRS Rooney Rule data security natural gas Enron Deloitte economic relevance reconciling China Telecom Bezos annual meeting Boehner Gary Genseler court backdating FOIA executives Affirm Merrill Lynch union CFO MGM Ford Potbelly Tontine download principles-based disclosure Indonesia water conservation Boeing Open AI pension United Airlines Subway labor market elections internet buyback tax environmental metrics Office of the Comptroller of the Currency Allison Herron Lee special purpose acquisition company Heather Slavkin Corzo prescriptive rule tax revenue caterpillar CSR Lisa Monaco Accredited Investors SEC Guidance ICFR Norwegian Cruise Lines Net Operating Loss Heritage NOLA Bancorp Sen. Mark Warner (D-VA) Lock-Up Agreements EEO-1 form D&O Insurance Press Release Reddit Tractor Supply DFS Mexico Toyota information asymmetries EPS cyber insurance quality control Steven Peikin Zoom-free Fridays grading corporate activism conflicts of interest U.S. Oil & Gas Association Culture wars spring-loaded compensation Regulation Best Interest Las Vegas Sands Infected Warren Buffet Wells Notice Asana UK accounting disclosure cyberbreach CCO dealmaking Michigan Secretary of State Discover Financial. Archer-Daniels-Midland Delaware resource extraction Republican settlements seizures dilute multinational companies conflict minerals financial regulation As You Sow Lobbying tax credits China Unicom CEO departing fast food Brett Redfearn payment for order flow charity Oatly Housing Afterpay wrongdoing Norges Bank First Amendment Diageo Salary Cut MGM Resorts Steven Mnuchin Volatility Ocado Earnings Call Transcripts Cheesecake Factory Bed Bath & Beyond private funds noncompete agreements Aerospace Nonprofit legal fees FedEx CREW prices major questions doctrine shareholder democracy metaverse liquidations ESG metrics Investigations fair disclosure Paul Weiss 420 JBS Momentus taxation Capital formation Biometric Information Privacy Act Stock-drop litigation Shareholder Rights Plan Billy Beane Earnings Management gender diversity Golden-Leash Agreements Australia SAFER Annual reports Deere & Co. HSR budget derivative criminal conduct EPAM Systems securities fraud public equity forecasting data breaches 25th Amendment Delta White House Goodwill impairment benefits Greg Abbott conglomerates #MeToo Subsequent Events Delay Mnuchin Corporate Bonds Racial Inequality Back to School New York Stock Exchange nonrecurring costs median employee framework rule CISO oil CrowdStrike Corporate security SB21 Scope 3 emissions CDP Reg SCI Sarbanes-Oxley Act Ordinary Business 2022 biggest stories Chinese telecoms Frazier no-action letters Intelligize Report donations Robbins Geller planned stock sales futures Investor Advisory Committee Abercrombie & Fitch Micron Venable Accolade WeChat Vanguard investor presentations enforcement action Bank Failure GAO Shein Regulation FD shareholder litigation democracy Big Oil employee health quarterly results West Virginia v. EPA universal proxy cards virtual reality Form N-PX Policy Director manipulation recover Stable Road woke-washing HFCCA John Deere Investor Advocate Clearview AI Bailout Blonder Tongues Laboratories Xynomic RedBall Earnings Season NYC comptroller Indemnification Financial Reporting Council OECD Healthcare Measurement Ernst & Young deficit accounting analytics Vale global instability incentive-based compensation Senate Finance Committee JP Morgan Chase Salesforce Florida regulatory agenda ALIBABA Illinois tuition gun ban corporate breakups American Outdoor Brands Tapestry Dell Technologies Exchange-Traded Funds Shadow Regulator Child Care CVS one-time expenses pay ratio dual-class Form 8-K gas IT Executive security Court of Chancery accounting firms forced labor WorldCom social issues backlash Executive Order 13959 Iger retailers revolving door numbers stock trading apps net zero Short-Seller Senate Committee on Banking BNPL Conference Board Proxy Adviser Guess Proctor & Gamble Advent International Female Director Mail Airfox machine learning Sequential Brands. goodwill impairment FDIC Politics regulatory material Theranos deregulation Edelman ESG+H Citizens United mutual funds lease accounting rule changes SEC enforcement action Mudrick Capital Principles for Responsible Investment moving market response Coinschedule Elad Roisman ESG survey VIE Kellogg’s Rick Fleming Equity Stakes Debt Agreements Campbells Hong Kong Stock Exchange fastest rising Peter Thiel EPS Initiative public Robyn Denholm Hamas Alabama ARR Deere Commerce Privacy environmental enforcement Arrowhead Pharmaceuticals share repurchases intellectual property capital revenue guidance reissuances Axe scoring Georgia recommendations Didi Global J.J. Heinz Co. commission-free stock trading GE Best Buy Bitcoiin2Gen Foot Locker PR Deferred Tax Assets Childcare HCA Healthcare Revenue Regulation S-K Item 402(u) Pinterest guidelines lawyer Women electricity Fortune 500 friend-shoring executive bonus carbon credits leadership change S1 stock trading platforms board members Insider giving Spruce Point Capital Management buy now pay later Auditing Standard 3101 Bank of New York Mellon ASC 840 Forescout Technologies GoHealth Postage Blockchain of Things DoorDash international Fiduciary duty Currency Entrepreneur task force N-PORT officers Just Capital fossil fuel public health options contracts net-zero emissions disgorgement AMC TherapeuticsMD corporate treasury pump and dump female Intelligize survey Wall Street Journal General Data Protection Regulation GENERAL MOTORS Loans employee Virtual Annual Meeting most popular BMW Reporting presidential large accelerated filers ISSB Terrorism CTA Southwest Airlines sovereign wealth fund custody Philip Morris International Health supply-chain financing Exchange NASDQ racial equity audit SLLs Republicans reversing Deutsche Bank foreign listings Kraft Foods Group Inc. no-fee stock trading Corporate Sustainability Reporting Directive IBM Fraternization Policy NYSE Arca Inc. Inc. Ruth’s Chris Loan Facility Net Operating Losses Payroll tax deferral Andeavor prescriptive tech copyright C-Suite Silicon Valley Northrop Grumman Nevada unanimous Uyghur Forced Labor Prevention Act reforestation highlights Merck sick leave $2 trillion S&P 500 trading overhaul wastewater Embedded finance Spencer Stuart Clayton Amortization Hewlett Packard Enterprises Lemonade Postal Service Fintech Company Insights Market Manipulation Capital Markets Innovation Start-up immigration Form PF Securities Exchange Act of 1934 wellness Shopify woke capitalism sustainable investing company culture virtual annual shareholder meetings American Brivision Corp. Topps tweets ESG Disclosure and Simplification Act WisdomTree LBGTQ+ Bassett Furniture strikes Goldenseed European Securities and Markets Authority Golden Parachute protection shareholder vote tariff HP State Street Stock Market material weakness Asia SCOTUS NSBA Startups Aviation government surveillance Todd Kim Clorox Corp. cryptomining compliance enforcement Sam Bankman-Fried Republican senators XPO Logistics voting laws revisiting hybrid going public in U.S. CSRD Toshiba Steven Seagal Questions SBA Main Street Lending Program NOL relief management authorization principles Financial statements AML S&P Cash sweeps Warner Bros. subprime mortgage Imperial Oil BlockFi franchises Chipotle Delaware Chancery trade policy anti-money laundering tensions succession plans Berkshire Hathaway 21% statistics Q1 2021 purge stock gifts $28 billion Frances Haugen FASB ASC Topic 606 Russell Golden HPE Right of Use Duke Realty Transaction Pandion Therapeutics USPS Gladius competitors disclose communications Casino AI survey marketing Funding policy Chevron doctrine Gaming insurrection stock splits carbon offsets audit inspection fair-value accounting CIVIL PENALTIES National Defense Authorization Act extreme market volatility Zhihu Inc. Bridgestone racial minority BioNTech McCormick & Company unions Regulation A+ Altria Revise temperature check phaseout Stock Offering Key Performance Indicators transparent vote SOX IFRS Federal government Skechers Investors Hedge fund law firms abortion corporate profits cooperation Clayton Act criminal fraud National Association of Manufacturers Investment Banks Adam Neumann Forward-Looking Statements voting restrictions JPMorgan JD.com Sequential Brands stock trading Harley-Davidson Lam Research Wilshire Phoenix TJX Companies Small and Midsize Businesses Tax Relief Human Resources Sen. Chuck Schumer Marathon rules-based Qualcomm equities Shadow trading CPA Macys Project 2025 private placement impairment Conagra capital gains lawyers Foreign Investment CFOs Boxed 28% study shareholder meetings scandal Barclays DeFi Pershing Square Tontine Holdings Ltd. Sophie Zhang FASB ASC Topic 842 Estee Lauder Dividends ASC 606 Business Roundtable ICO LexisNexis FireEye corporate misconduct AI compliance survey Federal agencies Investing citizenship Federal Reserve Board January 6 Erica Williams Valuation shelf registrations Evercore green loans intangible asset integrated reporting H.R. 1187 enabling shareholder graft Delta variant disabilities emergency temporary standard broker-dealers Beyond Meat Baxter International Inc. Xcel Brands Inc. thermal temperature Credit Agreement Bausch Health Workforce Development Known Trends Workforce diversity Item 101 2024 budget shutdown AI washing investor Cyber export controls law firm NFL Howey test annual meetings Dobbs v. Jackson deferred prosecution collusion opposing insurrection IPOs environmental disclosure Juul indexing Citadel 2050 mandatory vaccination variable interest entities 10b5-1 trading plans exemptions Green New Deal Lucid Group Smith & Wesson Ulta Beauty Paid Leave Sen. Ron Wyden California law Class Actions Division of Examinations portfolio Noncompete Boards Archer-Daniels Midland Senate deficiencies Reg D Norges Bank Investment globalization consumers investment funds reverse breakup fee corporate share repurchases ownership U.S. American Jobs Plan Alex Oh voting against management William Duhnke drought DeFi Money Market Robert Jackson Square activism Names Rule Prologis CPG Newco Ceres HARVARD LAW Unikrn news Nature Risk UAW Consulting EV H1-B visa financial risk Larry Culp five-year plan corporate sustainability Gurbir Grewal Bitcoin ETF Division of Enforcement ADA revolving credit facility IPO Access House of Representatives $15.4 billion Disability OSHA Elder Investment Advice BT Group PLC scrutiny worker Debt Covenant Amendments Management Discussion and Analysis Black employees Item 105 UFLPA European Union Forum shopping Consumer protection Malware proposal Self-reporting privilege black market investment contract 13D reproductive rights malfeasance interlocking directors foreign tax political issues Roblox tender offer Congressional testimony activist hedge fund Synchrony Financial VIEs and Urban Affairs testing admissions NLRB Cooley Pershing Square Working Parents auto-generated coverage requirement Silicon Valley Bank risk alert Fifth Circuit Medical Kroger Lovesac Rick disclosure consolidation pay for performance nationalization excise tax supply chains Brian Brooks SOX 304 Charlie Munger corporate tax rate appointments Allison Lee Colonial Pipeline infrastructure bill Trevor Milton traditional banking fossil fuels Regulation G Outbreak Extension Levi Strauss Crossfirst Bankshares DOW Short-Termism Stakeholder Engagement