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Tag: COMPLIANCE

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Intelligize Report Tackles Challenges of Regulatory Fragmentation

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Compliance for thee, but not for me. That’s one way to characterize the stance of U.S. companies and policymakers versus their EU counterparts. Take the matter of foreign insider disclosures, for instance. Foreign companies that raise capit...

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AI Takes on Proxy Advisors

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It looks like proxy advisors may be able to join the growing number of white-collar workers fretting over potential obsolescence thanks to artificial intelligence. That may sound like an overreaction to the news that one financial services...

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Atkins’ Diet for SEC in 2026 Includes Less Disclosure

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The turning of the calendar to 2026 means it’s time for New Year’s resolutions. At the Securities and Exchange Commission, chair Paul Atkins may be embracing the spirit of “new year, new me” by vowing to cut back on disclosure requirements....

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DOJ Details New Approach for Enforcing Foreign Corrupt Practices Act

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Following a four-month freeze on the enforcement of laws against bribing foreign officials, Deputy Attorney General Todd Blanche on June 9 announced details of the Department of Justice’s overhauled guidelines for investigating and enforcin...

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By Extending Compliance Deadlines, is the SEC ‘Deregulating by Delay?’

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Recently, the Securities and Exchange Commission delayed the compliance date for a handful of regulations. It’s happened often enough lately that it could appear to some that the agency is engaging in “deregulation by delay.” For example, t...

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