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SubscribeSEC Won’t Let Companies Get Intoxicated by KPIs
Was Diageo PLC overserving its distributors? The Securities and Exchange Commission certainly seems to think so. The SEC announced charges last month against the London-based liquor company related to allegations that its North American sub...
Read MoreSEC Takes Down Steven Seagal, ETF Applicants in Crypto Confrontations
The Securities and Exchange Commission was out for justice recently when it came calling on action movie star Steven Seagal. The “Half Past Dead” leading man found out that even he wasn’t above the law when it comes to cryptocurrency regula...
Read MoreCoronavirus Disclosures, Compliance Starting to Come into Focus
Even before U.S. health officials sounded the alarm about the coronavirus, financial markets were sufficiently spooked by the outbreak this week to prompt a sell-off. As stock prices tumbled and investors wrestled with the prospect of an ec...
Read MoreIntelligize Report: Unicorn IPOs Offer Rainbow of Storylines
Last year at this time, Intelligize published its first-ever report on unicorn IPOs. Now we’re releasing our second edition, and like the sequel to a hit movie, this one features bigger names, more funding, and better special effects. Okay,...
Read MoreFour Takeaways from the Government’s 2021 Budgets
The White House and the SEC released proposed budgets for the year 2021 last week, and they tell a compelling story of internal conflict. Don’t get us wrong: the proposals are terribly boring to read. But when you step back far enough from...
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