Reg BI Headlines Four Securities Enforcement Priorities for 2020
It’s January, and around Washington, D.C., that means it’s time for government agencies to declare their priorities for the coming year. They’re...
SEC Qualifies First Offering by U.S. Pot Grower
From the release of Cheech & Chong’s Up in Smoke in 1978 to former House Speaker John Boehner joining the board of a cannabis company forty year...
SEC Moves Forward with Expansion of “Accredited Investors”
There’s a famous anecdote about a conversation between F. Scott Fitzgerald and Ernest Hemingway regarding the super rich. The author of The Great Ga...
Five Key Things the SEC Wants Audit Committees to Know
Officials from the Securities and Exchange Commission gave public companies a belated Christmas gift on December 30, offering insights into their thou...
The Year in Review, Part II: ESG & More
Ask a public company to sum up 2019 in three letters, and there’s a good chance the response would be “E-S-G.” Environmental, social, and govern...
The Year in Review: Accounting and Auditing
What a year. In 2019, we cheered as the U.S. captured another title in the women’s World Cup, watched in horror as Notre Dame burned, and, at long l...