While the COVID-19 outbreak has left many of us hanging around the house for months, that hasn’t stopped the Securities and Exchange Commission from voicing opinions on pandemic-related corporate disclosure. In May, we offered up some preli...
It’s still early, but we’re starting to learn more about how the SEC is policing disclosures around the pandemic. Like the disease itself, SEC comment letters take time to surface, and those we are seeing now are from the early days of the...
If you’re seeking evidence of the Securities and Exchange Commission’s deregulatory bent in the Trump administration, look no further than the number of comment letters being issued by the agency each year. Since Jay Clayton took over as ch...
We told you last year about the Securities and Exchange Commission’s inflation-curious attitude as corporations and consumers alike have been forced to deal with rising prices. And just as inflation doesn’t appear to be going away anytime s...
We analyzed recent 10-Q SEC comment letters, noting the most important areas of concern. See which 10-Q topics are drawing the most SEC scrutiny in, Compliance Matters: SEC comments on registrants’ 10-Q disclosures.
