Bundles of blueberries in cartons

SEC Checks Greenwashing at ESG Funds

When you buy “organic” blueberries at the grocery store, you should be able to trust the label. When you buy “plant-derived” baby soap, you should be able to trust the label. So, when you buy shares in an “ESG” (environmental, social and go...

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Pinocchio figurines with long noses

SEC Dings Investment Advisors for AI Washing; Are Public Companies Next?

You’ve heard of greenwashing and sports-washing. Let us introduce you to AI washing. In what is believed to be a first for the Securities and Exchange Commission, the agency recently settled charges against a pair of investment advisors for...

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Blue patrol light on top of police car

September SEC Enforcement Spike: Four Key Areas to Watch

Much like the cliché of a local police force ramping up patrols to meet its quarterly quota of speeding tickets, the Securities and Exchange Commission is yet again closing out its fiscal year with a spike of September enforcement actions....

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View from inside a golf hole, ball is about to fall in

Golf Merger on LIV Support?

Readers of this blog by now have become all too familiar with greenwashing, a scornful term critics use to paint business interests’ sustainability programs as public-relations ploys. Let us now introduce you to one of its lesser-known cous...

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Architectural blend with greenery, ESG uncertainties

Uncertainties Abound for Effective ESG Disclosures

We all know mandatory corporate disclosures are coming for performance on environmental, sustainability and governance metrics. The subject has become the dominant theme in corporate governance today in response to the push by activists, in...

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