February 15, 2018 SEC Puts Budget Where Its Mouth Is on Retail Enforcement For the last eight months, the SEC has talked a big game on retail investors. With remarkable consis...
December 27, 2017 2017 Cyber-Events Highlight Uncertainty Around Cybersecurity Regulations Now that we’ve taken a look at the SEC’s biggest moments of the year, it's time to turn to anoth...
December 13, 2017 Will Recent Cyber Events Lead to Stricter SEC Disclosure Rules? General Data Protection Regulation (GDPR) may be restricted to the U.K., but its influence will be f...
November 28, 2017 Will Recent Data Breaches Impact the 2018 Filing Season? One can only hope that the recently uncovered data breach at Uber—which exposed the data of more t...
October 5, 2017 Issuers Must Disclose ‘Extraordinary’ Cybersecurity Incidents The SEC continues to assess its recent cybersecurity breach as issuers closely monitor the agency to...
September 28, 2017 SEC Rolls Out Cyberbreach Enforcement Initiative as Clayton Answers Senate Inquiry Closely on the heels of the massive Equifax data breach and its own cybersecurity incident – in wh...