SEC Puts Budget Where Its Mouth Is on Retail Enforcement
For the last eight months, the SEC has talked a big game on retail investors. With remarkable consistency, Chairman Jay Clayton returns in his public ...
2017 Cyber-Events Highlight Uncertainty Around Cybersecurity Regulations
Now that we’ve taken a look at the SEC’s biggest moments of the year, it's time to turn to another big subject. With 2017 coming to a close, it's ...
Will Recent Cyber Events Lead to Stricter SEC Disclosure Rules?
General Data Protection Regulation (GDPR) may be restricted to the U.K., but its influence will be far-reaching when it comes to compliance regulation...
Will Recent Data Breaches Impact the 2018 Filing Season?
One can only hope that the recently uncovered data breach at Uber—which exposed the data of more than 50 million individuals and involved a company-...
Issuers Must Disclose ‘Extraordinary’ Cybersecurity Incidents
The SEC continues to assess its recent cybersecurity breach as issuers closely monitor the agency to determine its next steps – including the herc...
SEC Rolls Out Cyberbreach Enforcement Initiative as Clayton Answers Senate Inquiry
Closely on the heels of the massive Equifax data breach and its own cybersecurity incident – in which SEC Chairman Jay Clayton admitted that the age...