February 15, 2018
SEC Puts Budget Where Its Mouth Is on Retail Enforcement
For the last eight months, the SEC has talked a big game on retail investors. With remarkable consis...
Author: Todd Hicks
December 27, 2017
2017 Cyber-Events Highlight Uncertainty Around Cybersecurity Regulations
Now that we’ve taken a look at the SEC’s biggest moments of the year, it's time to turn to anoth...
December 13, 2017
Will Recent Cyber Events Lead to Stricter SEC Disclosure Rules?
General Data Protection Regulation (GDPR) may be restricted to the U.K., but its influence will be f...
November 28, 2017
Will Recent Data Breaches Impact the 2018 Filing Season?
One can only hope that the recently uncovered data breach at Uber—which exposed the data of more t...
October 5, 2017
Issuers Must Disclose ‘Extraordinary’ Cybersecurity Incidents
The SEC continues to assess its recent cybersecurity breach as issuers closely monitor the agency to...
September 28, 2017
SEC Rolls Out Cyberbreach Enforcement Initiative as Clayton Answers Senate Inquiry
Closely on the heels of the massive Equifax data breach and its own cybersecurity incident – in wh...