Search the Site

A Conversation: SEC Compliance and Deregulation in the Trump Era

With executive orders around Dodd-Frank, coupled with leadership changes within the SEC, our moderated panel of experts discussed the impact on the way companies do business and approach their compliance strategies, including:

  • Anticipated changes and developments to current regulations under the new administration
  • Likely changes to SEC reporting and disclosure requirements
  • Strategies for navigating compliance in the Trump era​

The expert panel included:

  • Patrick Oot, Partner, Shook, Hardy & Bacon and former Senior Special Counsel at the US Securities and Exchange Commission
  • Scott Kimpel, Partner, Hunton & Williams
  • Mark E. Harrington, former General Counsel, United Online

Related Articles

Hester Peirce Goes Hester Prynne on ESG

Let there be no doubt about Hester Peirce’s feelings when it comes to environmental, social and governance (ESG) issues. During her tenure with the ...

SEC Approves First Two Regulated Crypto Coin Offerings

President Trump’s Twitter account serves as one of the commander-in-chief’s favorite forums for airing grievances. Politicians, the media, celebri...

Auditor Independence Comes to Fore in 2019

One issue that has kept financial regulators sneakily busy in 2019 is auditor independence. Both the SEC and the Public Company Accounting Oversight B...