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Regulatory Compliance Management Solution

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Cover Your Regulatory Bases

Regulatory compliance management poses a big challenge in today’s changing securities environment, with new laws, standards and policies making it harder than ever to keep pace. Face that challenge head-on with Lexis Securities Mosaic, the industry’s most comprehensive regulatory compliance management tool. It’s a fast and easy way to gather regulatory and disclosure materials—and track the latest market developments.

Our regulatory compliance management solution offers powerful search tools that give you quick access to millions of securities-related documents. All updated in virtually real time. And when you add our exclusive current awareness tools and federal rulemaking trackers to the mix, you’ll reduce your risk of missing key compliance data even more.

Leave No Content Behind

Get the most complete picture of the global securities market with Lexis Securities Mosaic:

  • International Filings
  • SEC Comment Letters & No-Action Letters
  • Private Placements
  • Agreements & Model Docs
  • Laws, Rules & Agency Materials
  • Law Firm Memos
  • Daily News, Analysis & Guidance from Industry Experts
  • Federal Rulemaking Releases pertaining to the Dodd-Frank Actand Affordable Care Act