SEC Eases Audit Requirements for Smaller Companies
It takes a lot to break through the coronavirus-centric news cycle, but this development in the world of financial regulation does the trick. Last wee...
Companies Call on SEC’s Coronavirus Relief
With seemingly every business on the planet affected by the coronavirus pandemic, the Securities and Exchange Commission is taking steps to ease the r...
SEC Checks Greenwashing at ESG Funds
When you buy “organic” blueberries at the grocery store, you should be able to trust the label. When you buy “plant-derived” baby soap, you sh...
Coronavirus Likely Means More Virtual Shareholder Meetings
Students at Princeton University received a surprising message from the school yesterday morning: Don’t come back from spring break. Instead, the Iv...
SEC Won’t Let Companies Get Intoxicated by KPIs
Was Diageo PLC overserving its distributors? The Securities and Exchange Commission certainly seems to think so.
The SEC announced charges last mon...
SEC Takes Down Steven Seagal, ETF Applicants in Crypto Confrontations
The Securities and Exchange Commission was out for justice recently when it came calling on action movie star Steven Seagal. The “Half Past Dead” ...