June 7, 2017
SEC Whistleblower Program, ‘Broken Windows’ Unlikely to be Dramatically Curtailed
By most accounts, the SEC’s whistleblower program has been a critical success since its implementa...
Author: Marc Butler
June 7, 2017
Fiat Filings Point to Continued Government Scrutiny
A pair of recent SEC filings by Fiat Chrysler Automobiles NV (FCA) highlight two different fronts on...
June 6, 2017
SolarCity SEC Probe Could Hinge on Revenue Recognition Changes
In the midst of an SEC investigation of the company he founded in 2006, SolarCity CEO Lyndon Rive l...
June 1, 2017
Trump’s Withdrawal from Paris Accord Ignites Debate in Business Sector
The combined pressure of shareholder activism around the impact of climate change and the many pleas...
May 31, 2017
Dodd-Frank Repeal, Changes to SEC Conflict Minerals Reporting Lie Ahead
Under the Trump administration, the SEC will likely continue to focus on capital formation and moder...
May 26, 2017
Pace of SEC Deregulation Slows Under Trump
The Trump administration has brought with it a new level of uncertainty, including executive orders ...