August 31, 2017
Spotify Considers IPO Under Direct Listing Rules
Another of the tech unicorns has decided to move into the public offering space. This time, Spotify ...
Month: August 2017
August 29, 2017
Investment Management Firms Pressure Companies to Make Climate Change a Priority
Climate change is real, especially in the investor community.
Massive mutual fund firm Vanguard G...
August 24, 2017
Mind the GAAP – Long -Awaited Changes to Accounting Standards Expected to Foster Uniformity
Investors seem to be breathing a collective sigh of relief as their worries concerning over-elevated...
August 22, 2017
On Insider Trading, SEC Fights Technology with Technology
New Securities and Exchange Commission chairman Jay Clayton came into his role with a reputation as ...
August 18, 2017
Meet the New SEC – Same as the Old SEC?
How much have things at the top of the SEC changed since Mary Jo White departed at the close of the ...
August 17, 2017
Cybersecurity Starts at Home for the SEC
How can the SEC police cybersecurity in the financial markets when it’s struggling to keep its own...